Form D · Energy Conservation

NEAH POWER SYSTEMS, INC.

Bothell, WA · CIK 0001162816

Offering snapshot reported Aug 16, 2013 · SEC filing

Reported sold
$1.32M
Offering amount: $12M
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 22, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$658K$1.32MNov 29, 2011: $465,104.00Nov 29, 2011Aug 16, 2013: $1,316,169.00Aug 16, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$465,104 → $1,316,169
  • Reported investors2 → 12

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 16, 2013Amendment$1,316,169$851,065vs Nov 29, 201112SEC filing
Jun 13, 2013Initial$4,952,500No comparison185SEC filing
May 14, 2012Initial$1,096,000No comparison19SEC filing
Nov 29, 2011Initial$465,104No comparison2SEC filing
Nov 14, 2011Initial$150,000No comparison1SEC filing

Offering details

Securities
Equity, Debt, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-169304
This Amendment to Form D filed with the Commission on November 28, 2011, includes Rule 506 subscriptions received from 10 accredited investors since that filing and increases the total Offering Amount to accommodate potential new accredited investors.

Source: Form D, filed Aug 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gerard C. D'couto Director, Executive
John M. Garfield Director
Jon M. Garfield Director
Jeffrey B. Sakaguchi Director
Jeffrey B. Sakaguichi Director
David Schmidt Director
Michael Selsman Director
John Toedtamn Director
John M. Toedtman Director
Stephen M. Wilson Executive

Issuer details

Industry: Energy Conservation (See others in industry)

Address:
22118 20 Th Ave. Se, Suite 142
Bothell, WA, 98021