Form D · Hedge Fund

NCP QR LP

New Canaan, CT · CIK 0001772430

Offering snapshot reported Oct 20, 2023 · SEC filing

Reported sold: $76.6M
Investors reported: 4
Minimum accepted: $0
First sale: Apr 1, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 20, 2023	Amendment	$76,575,000	$0vs Oct 21, 2022	4	SEC filing
Oct 21, 2022	Amendment	$76,575,000	$0vs Oct 21, 2021	4	SEC filing
Oct 21, 2021	Amendment	$76,575,000	$0vs Oct 21, 2020	4	SEC filing
Oct 21, 2020	Amendment	$76,575,000	$800,000vs Oct 22, 2019	4	SEC filing
Oct 22, 2019	Amendment	$75,775,000	$0vs Apr 3, 2019	4	SEC filing
Apr 3, 2019	Initial	$75,775,000	No comparison	4	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-336387

Source: Form D, filed Oct 20, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NCP QR LP

Investment adviser: NANTAHALA CAPITAL MANAGEMENT, LLC

Gross asset value: $69.1M
Beneficial owners: 5
ADV minimum commitment: $0

Reported in Form ADV on Jun 14, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1769461 · Jun 14, 2023 · Schedule D 7.B.(1), fund 805-8878731471

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Wilmot B. Harkey	Executive
Daniel J. Mack	Executive
Nantahala Capital Management, Llc	Executive, Promoter
Qr Gp Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Nantahala Capital Management, Llc 130 Main Street, 2 Nd Floor
New Canaan, CT, 06840