Form D · Hedge Fund

NCM Holdings (U.S.) LLC

Stamford, CT · CIK 0001491796

Offering snapshot reported May 14, 2015 · SEC filing

Reported sold: $21.9M
Investors reported: 19
Minimum accepted: $100K
First sale: May 3, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 14, 2015	Initial	$21,871,247	No comparison	19	SEC filing
May 14, 2014	Initial	$21,569,533	No comparison	22	SEC filing
May 14, 2013	Initial	$19,866,521	No comparison	20	SEC filing
May 11, 2012	Amendment	$19,000,000	$8,000,000vs May 11, 2011	19	SEC filing
May 11, 2011	Initial	$11,000,000	No comparison	13	SEC filing
May 14, 2010	Initial	$7,363,698	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-239842

Source: Form D, filed May 14, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NCM HOLDINGS (U.S.), LLC

Investment adviser: NEBULA CAPITAL MANAGEMENT, LP

Gross asset value: $15.3M
Beneficial owners: 18
ADV minimum commitment: $1M

Reported in Form ADV on Sep 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States

Custodian CONVERGEX EXECUTION SOLUTIONS LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Prime broker CONVERGEX EXECUTION SOLUTIONS LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CONVERGEX EXECUTION SOLUTIONS LLC
SEC 8-46838

GOLDMAN, SACHS & CO.
SEC 8-129

CONVERGEX EXECUTION SOLUTIONS LLC
CRD 35693 · SEC 8-46838

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1042366 · Sep 30, 2016 · Schedule D 7.B.(1), fund 805-1610775910

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Aleem Mawji	Executive
N/A Ncm Us Partners Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

595 Summer Street
Stamford, CT, 06901