Form D · Business Services

NC/SR Breakwater Equity LLC

Portland, ME · CIK 0001892213

Offering snapshot reported Jan 3, 2024 · SEC filing

Reported sold
$10.1M
Offering amount: $10.1M
Investors reported
40
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Sep 18, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.05M$10.1MNov 19, 2021: $9,900,000.00Nov 19, 2021Jan 3, 2024: $10,100,000.00Jan 3, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,900,000 → $10,100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 3, 2024Amendment$10,100,000$200,000vs Nov 19, 202140SEC filing
Nov 19, 2021Initial$9,900,000No comparison40SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-421823

Source: Form D, filed Jan 3, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nc/Sr Breakwater Holdings Llc Director, Promoter
Sandy River Ii Promoter
Michael Tyler Director, Executive, Promoter

Issuer details

Industry: Business Services (See others in industry)

Address:
C/O Sandy River Company 217 Commercial Street
Portland, ME, 04101