Form D · Other Real Estate

NB The Plaza, DST

Aliso Viejo, CA · CIK 0001642138

Offering snapshot reported May 29, 2015 · SEC filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 29, 2015	Initial	$4,546,833	No comparison	25	SEC filing

Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.

This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

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Recipient	CRD	Associated broker-dealer
Brian Nelson	5065593	Emerson Equity LLC · CRD 130032
Corbin S. Thomas	4234748	McDermott Investment Services, LLC · CRD 154926
Susan J. Gitt	5580509	EDI Financial, Inc. · CRD 15699
Troy Thomas	4691720	McDermott Investment Services, LLC · CRD 154926
Frederick C. Whitford	2560740	Emerson Equity LLC · CRD 130032
Marilee A. Hill	2768544	Primex · CRD 29394

Source: Form D, filed May 29, 2015. Minimum accepted may differ from a standard advertised minimum.

No confirmed ADV fund connection is available for this issuer.

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Plaza St, Llc Nb The	Promoter
Patrick Nelson	Director, Promoter
Brian Nelson	Director, Promoter
Professional Real Estate, Llc Nelson Brothers	Promoter

Industry: Other Real Estate (See others in industry)

Address:

16 B Journey
Aliso Viejo, CA, 92656