Form D · Private Equity Fund
NB Strategic Co-Investment Partners IV LP
New York, NY · CIK 0001767628
Offering snapshot reported Aug 14, 2020 · SEC filing
- Reported sold
- $586M Indefinite offering
- Investors reported
- 232 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 16, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 232
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 14, 2020 | Amendment | $585,789,000 | No comparison | 232 | SEC filing |
| Aug 14, 2019 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 16, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.74M
- Finders' fees
- $0
- Form D file number
- 021-344389
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | |
| BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS | None | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 |
Source: Form D, filed Aug 14, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John P. Buser | Executive |
| Brien P. Smith | Director, Executive |
| Anthony D. Tutrone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Nb Alternatives Advisers Llc 1290 Avenue Of The Americas, 42 Nd Floor
New York, NY, 10104
New York, NY, 10104