Form D · Pooled Investment Fund

NB SPV, L.P.

New York, NY · CIK 0001877190

Offering snapshot reported Aug 24, 2021 · SEC filing

Reported sold: Yet to sell
Investors reported: Not reported
Minimum accepted: Not reported
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 24, 2021	Initial	Yet to sell	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: Not reported
Duration over one year: Not reported
Business combination: Not reported

Sales commissions: Not reported
Finders' fees: Not reported
Form D file number: 021-411022

Source: Form D, filed Aug 24, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NB SPV, L.P.

Investment adviser: HARVEST PARTNERS, LP

Gross asset value: $287M
Beneficial owners: 40
ADV minimum commitment: $1

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK NA COLUMBUS, Ohio, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No

Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

EVERCORE GROUP L.L.C.
CRD 42405 · SEC 8-49830

Filing source

Form ADV 2075210 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-8861345756

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas W. Arenz	Executive
Michael B. De Florio	Executive
Stephen Eisenstein	Executive
Ira D. Kleinman	Executive
Jamie Toothman	Executive
John C. Wilkins, Jr.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

280 Park Avenue, 26 Th Floor
New York, NY, 10017