Form D · Other Investment Fund

NB SPECIALTY FINANCE FUND (CAYMAN) LP

New York, NY · CIK 0001758607

Offering snapshot reported Aug 16, 2019 · SEC filing

Reported sold
$55.7M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 29, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.9M$55.7MNov 9, 2018: $16,691,919.00Nov 9, 2018Aug 16, 2019: $55,716,919.00Aug 16, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,691,919 → $55,716,919
  • Reported investors7 → 17
  • Minimum accepted$25,000 → $0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 16, 2019Amendment$55,716,919$39,025,000vs Nov 9, 201817SEC filing
Nov 9, 2018Initial$16,691,919No comparison7SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$60K
Finders' fees
$0
Form D file number
021-325485
Includes amounts payable in connection with affiliated funds.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Blue Sand Securities LLC142976

Source: Form D, filed Aug 16, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Kupperman Executive
Jeff Majit Executive
N/A Nb Specialty Finance Associates Lp Director
N/A Neuberger Berman Investment Advisers Llc Promoter
Samuel Porat Executive
Peter Sterling Executive
Anthony Tutrone Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1290 Avenue Of The Americas 42 Nd Fl
New York, NY, 10104