Form D · Other Investment Fund
NB Select Opportunities Fund IV LP
Dallas, TX · CIK 0001835917
Offering snapshot reported Dec 14, 2020 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 14, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- Not reported
Includes placement fees paid to placement agent ("PA") by certain referred investors, annual servicing fees/placement fees paid to PA by applicable Issuer's affiliate with respect to capital accepted by such Issuer from certain referred investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley Smith Barney LLC | 149777 | |
| Neuberger Berman BD LLC | 2908 |
Source: Form D, filed Dec 14, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Nb Select Opportunities Iv Gp Llc | Director |
| N/A Nb Select Opportunities Iv Gp Lp | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
325 N. St. Paul Street Suite 4900
Dallas, TX, 75201
Dallas, TX, 75201