Form D · Private Equity Fund
NB Secondary Opportunities Fund V LP
New York, NY · CIK 0001821017
Offering snapshot reported Aug 18, 2022 · SEC filing
- Reported sold
- $3.39B Indefinite offering
- Investors reported
- 595 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 21, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,914,788,213 → $3,388,634,393
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2022 | Amendment | $3,388,634,393 | $1,473,846,180vs Aug 16, 2021 | 595 | SEC filing |
| Aug 16, 2021 | Amendment | $1,914,788,213 | No comparison | Not reported | SEC filing |
| Aug 14, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-373315
The placement agents may receive fees based on a percentage of capital commitments to the issuer by such agent's clients. Certain Neuberger employees will also receive sales commissions. The amount of such fees cannot be estimated at this time.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | 793 | |
| Michael Colin McLane | 4461016 | |
| Jefferies LLC | 2347 | |
| VolcomCapital S.A. | None | |
| Neuberger Berman BD LLC | 2908 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 7691 |
Source: Form D, filed Aug 18, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Bock | Executive |
| Ethan Falkove | Executive |
| Scott Koenig | Executive |
| David Lyon | Executive |
| N/A Nb Alternative Advisers Llc | Promoter |
| N/A Nb Alternatives Advisers Llc | Promoter |
| N/A Nb Secondary Opportunities Associates V Gp Llc | Promoter |
| N/A Nb Secondary Opportunities Associates V Lp | Promoter |
| Tristram Perkins | Executive |
| Benjamin Perl | Executive |
| Joana Rocha Scaff | Executive |
| David Stonberg | Executive |
| Brian Talbot | Executive |
| Elizabeth Traxler | Executive |
| Anthony Tutrone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10104