Form D · Private Equity Fund
NB Real Estate Secondary Opportunities Fund LP
New York, NY · CIK 0001728515
Offering snapshot reported Jan 22, 2019 · SEC filing
- Reported sold
- $407M Indefinite offering
- Investors reported
- 133 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 20, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 133
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 22, 2019 | Amendment | $407,205,000 | No comparison | 133 | SEC filing |
| Jan 19, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $6.5M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
The placement agent may receive payments based upon a percentage of capital commitments to the issuer raised by the placement agent from such agent's clients.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | 793 |
Source: Form D, filed Jan 22, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Bowden | Executive |
| Ethan Falkove | Executive |
| Scott Koenig | Executive |
| N/A Nb Alternative Advisers Llc | Promoter |
| Tristram Perkins | Executive |
| Benjamin Perl | Executive |
| David Stonberg | Executive |
| Brian Talbot | Executive |
| Anthony Tutrone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1290 Avenue Of The Americas 42 Nd Floor
New York, NY, 10104
New York, NY, 10104