Form D · Private Equity Fund
NB Private Equity Credit Opportunities Fund (TE) LP
New York, NY · CIK 0001695032
Offering snapshot reported Jan 19, 2017 · SEC filing
- Reported sold
- $32M Indefinite offering
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 19, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 19, 2017 | Initial | $32,010,000 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-278771
The placement agent may receive payments based upon a percentage of capital commitments to the issuer raised by the placement agent from such agent's clients.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | 793 |
Source: Form D, filed Jan 19, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony Kasser | Executive |
| David Lyon | Executive |
| N/A Nb Alternative Advisers Llc | Promoter |
| Christian Neira | Executive |
| Anthony Tutrone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1290 Avenue Of The Americas 42 Nd Floor
New York, NY, 10104
New York, NY, 10104