Form D · Other Real Estate
NB GRANT STREET, DST
Aliso Viejo, CA · CIK 0001705902
Offering snapshot reported Jul 31, 2017 · SEC filing
- Reported sold
- $16.7M Offering amount: $19.2M
- Investors reported
- 61 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 20, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 31, 2017 | Initial | $16,670,727 | No comparison | 61 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.92M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-291813
Beneficial interests in Delaware statutory trust reflecting beneficial interest in real estate
Total commissions that will be paid if all securities are sold and all commissions earned
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brian Nelson | 5065593 | Emerson Equity LLC · CRD 130032 |
| Edward Fernandez | 2956661 | Boustead Securities, LLC · CRD 141391 |
| Robert Tweed | 2339324 | Cabot Lodge Securities LLC · CRD 159712 |
| Thomas Justice | 2786145 | Conover Securities Corporation · CRD 17129 |
| Michael Cruz | 2130750 | Courtlandt Securities Corporation · CRD 137356 |
| David Gillimore | 4297439 | Emerson Equity LLC · CRD 130032 |
| Kevin Barrett | 4748518 | Emerson Equity LLC · CRD 130032 |
| Michael Culwell | 5989109 | Emerson Equity LLC · CRD 130032 |
| John Butler | 1951436 | Investment Security Corporation · CRD 47536 |
| George McGehee | 327566 | JRL Capital Corporation · CRD 10225 |
| Patrick Shea | 1654953 | Whitehall-Parker Securities · CRD 10608 |
| Leslie Pappas | 1735372 | Lightpath Capital, Inc. · CRD 34617 |
| Gordon Orsborn | 4426550 | McDermott Investment Services, LLC · CRD 154926 |
| Troy Thomas | 4691720 | McDermott Investment Services, LLC · CRD 154926 |
| Cory Thomas | 4234748 | McDermott Investment Services, LLC · CRD 154926 |
| Michael O'Meara | 2652113 | McNally Financial Services Corporation · CRD 121196 |
| Bruce Beetz | 1527269 | Oak Tree Securities, Inc. · CRD 18126 |
| Marilee Hill | 2768544 | Primex · CRD 29394 |
| Kimberly Hart | 6470382 | Primex · CRD 29394 |
| David Kangas | 6591398 | Sandlapper Securities, LLC · CRD 137906 |
| Peter Chernin | 6787497 | Sandlapper Securities, LLC · CRD 137906 |
| John Harvey Jr. | 4227692 | Sandlapper Securities, LLC · CRD 137906 |
| David Dahill | 6581024 | Wealthforge Securities, LLC · CRD 152550 |
| Drew Reynolds | 6646813 | Wealthforge Securities, LLC · CRD 152550 |
Source: Form D, filed Jul 31, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick Nelson | Executive, Promoter |
| Brian Nelson | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
16 B Journey, Suite 200
Aliso Viejo, CA, 92656
Aliso Viejo, CA, 92656