Form D · Other Real Estate
NB GATHERING, DST
Aliso Viejo, CA · CIK 0001766866
Offering snapshot reported Feb 5, 2019 · SEC filing
- Reported sold
- $12M Offering amount: $23.7M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 22, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 5, 2019 | Initial | $12,009,835 | No comparison | 34 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.13M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-332203
Beneficial interests in Delaware statutory trust reflecting beneficial interest in real estate
Total commissions that will be paid if all securities are sold and all commissions earned
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dan Holzer | 5779187 | Emerson Equity LLC · CRD 130032 |
| Robert L Boggess | 5007422 | Great Point Capital LLC · CRD 114203 |
| Chay Lapin | 90277 | Wealthforge Securities, LLC · CRD 152550 |
| Elizabeth Friant | 2122446 | Wealthforge Securities, LLC · CRD 152550 |
| Kimberly Hart | 6470382 | Primex · CRD 29394 |
| Kyle Kadish | 4864706 | Advisory Group Equity Services LTD. · CRD 15427 |
| David Dahill | 6581024 | Wealthforge Securities, LLC · CRD 152550 |
| Edward E. Fernandez | 2956661 | Capulent LLC · CRD 155155 |
| Michael P. Ecker | 824193 | Center Street Securities, Inc. · CRD 26898 |
| Christina Nielson | 4866971 | Primex · CRD 29394 |
| Jason Salmon | 6081963 | Wealthforge Securities, LLC · CRD 152550 |
| Stephen Haskell | 6864948 | Wealthforge Securities, LLC · CRD 152550 |
| Patrick W. Flynn Jr. | 1383421 | Patrick Capital Markets, LLC · CRD 16518 |
Source: Form D, filed Feb 5, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick Nelson | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
16 B Journey, Suite 200
Aliso Viejo, CA, 92656
Aliso Viejo, CA, 92656