Form D · Other Real Estate
NB GARDENS, DST
Aliso Viejo, CA · CIK 0001705892
Offering snapshot reported Jul 27, 2017 · SEC filing
- Reported sold
- $6.06M Offering amount: $7.22M
- Investors reported
- 38 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 3, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2017 | Initial | $6,062,235 | No comparison | 38 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $722K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-291609
Beneficial interests in Delaware statutory trust reflecting beneficial interest in real estate
Total commissions that will be paid if all securities are sold and all commissions earned
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brian Nelson | 5065593 | Emerson Equity LLC · CRD 130032 |
| Leslie Pappas | 1735372 | Lightpath Capital, Inc. · CRD 34617 |
| William Hoop | 249683 | Emerson Equity, LLC · CRD 130032 |
| Patty Franklin | 4254934 | Emerson Equity LLC · CRD 130032 |
Source: Form D, filed Jul 27, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick Nelson | Executive, Promoter |
| Brian Nelson | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
16 B Journey, Suite 200
Aliso Viejo, CA, 92656
Aliso Viejo, CA, 92656