Form D · Other Real Estate
NB ELEMENT DST
Aliso Viejo, CA · CIK 0001719779
Offering snapshot reported Jan 25, 2018 · SEC filing
- Reported sold
- $21.2M Offering amount: $38.6M
- Investors reported
- 69 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 19, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 25, 2018 | Initial | $21,230,891 | No comparison | 69 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.47M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-304040
Beneficial interests in Delaware statutory trust reflecting beneficial interest in real estate
Total commissions that will be paid if all securities are sold and all commissions earned
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Darrach M. Bourke | 5255413 | Emerson Equity LLC · CRD 130032 |
| Brian J. Nelson | 5065593 | Emerson Equity LLC · CRD 130032 |
| Gerard P. Hayden | 1174984 | Port Securities, Inc. · CRD 43936 |
| Dan J. Holzer | 5779187 | Emerson Equity LLC · CRD 130032 |
| Michael O'Meara | 2652113 | McNally Financial Services Corporation · CRD 121196 |
| Leslie M. Pappas | 1735372 | Lightpath Capital, Inc. · CRD 34617 |
| Michael L. Cruz | 2130750 | Courtlandt Securities Corporation · CRD 137356 |
| Joshua D. Chapin | 5825638 | Emerson Equity LLC · CRD 130032 |
| David A. Kangas | 6591398 | Sandlapper Securities, LLC · CRD 137906 |
| James M. Lamont | 2846228 | Whitehall-Parker Securities, Inc. · CRD 10608 |
| Christina S. Nielson | 4866971 | Primex · CRD 29394 |
| Edward E. Fernandez | 2956661 | Capulent LLC · CRD 155155 |
| David Gillimore | 4297439 | Emerson Equity LLC · CRD 130032 |
| Susan J. Gitt | 5580509 | Great Point Capital LLC · CRD 114203 |
| J. Kevin Barrett | 4748518 | Emerson Equity LLC · CRD 130032 |
| Robert R. Tweed | 2339324 | Cabot Lodge Securities LLC · CRD 159712 |
| Paul A. Manese | 4642565 | Emerson Equity LLC · CRD 130032 |
| Zack S. Brough | 5674690 | Emerson Equity LLC · CRD 130032 |
| Bruce R. Beetz | 1527269 | Oak Tree Securities, Inc. · CRD 18126 |
| Robert L. Boggess | 5007422 | Sandlapper Securities, LLC · CRD 137906 |
| David P Dahill | 6581024 | Wealthforge Securities, LLC · CRD 152550 |
| Christopher T. Miller | 4044818 | Sandlapper Securities, LLC · CRD 137906 |
| Michael G. Culwell | 5989109 | Emerson Equity LLC · CRD 130032 |
| Rachel B. Jackson | 5177024 | Emerson Equity LLC · CRD 130032 |
Source: Form D, filed Jan 25, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick Nelson | Executive, Promoter |
| Brian Nelson | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
16 B Journey, Suite 200
Aliso Viejo, CA, 92656
Aliso Viejo, CA, 92656