Form D · Hedge Fund

NB Diversified Arbitrage Pension Fund Ltd.

Grand Cayman, E9 · CIK 0001460028

Offering snapshot reported Dec 23, 2019 · SEC filing

Reported sold
$131M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$74.8M$150MMar 13, 2009Mar 16, 2010: $30,766,628.00Mar 15, 2011: $99,259,876.00Jun 16, 2011: $114,479,628.00Sep 14, 2011: $114,623,092.00Dec 1, 2011: $114,823,092.00Feb 24, 2012: $114,823,092.00May 30, 2012: $114,988,115.00Sep 13, 2012: $115,042,115.00Dec 12, 2012: $115,042,115.00Dec 12, 2013: $115,042,115.00Dec 12, 2014: $130,042,115.00Dec 14, 2015: $130,042,115.00Dec 15, 2016: $130,042,115.00Dec 18, 2017: $149,642,115.00Dec 20, 2018: $131,468,939.00Dec 23, 2019: $131,468,939.00Dec 23, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 23, 2019Amendment$131,468,939$0vs Dec 20, 201817SEC filing
Dec 20, 2018Amendment$131,468,939-$18,173,176vs Dec 18, 201717SEC filing
Dec 18, 2017Amendment$149,642,115$19,600,000vs Dec 15, 201616SEC filing
Dec 15, 2016Amendment$130,042,115$15,000,000vs Dec 12, 201315SEC filing
Dec 14, 2015Amendment$130,042,115$15,000,000vs Dec 12, 201315SEC filing
Dec 12, 2014Amendment$130,042,115$15,000,000vs Dec 12, 201315SEC filing
Dec 12, 2013Amendment$115,042,115$0vs Dec 12, 201215SEC filing
Dec 12, 2012Amendment$115,042,115$0vs Sep 13, 201215SEC filing
Sep 13, 2012Amendment$115,042,115$54,000vs May 30, 201215SEC filing
May 30, 2012Amendment$114,988,115$165,023vs Feb 24, 201215SEC filing
Feb 24, 2012Amendment$114,823,092$0vs Dec 1, 201114SEC filing
Dec 1, 2011Amendment$114,823,092$200,000vs Sep 14, 201114SEC filing
Sep 14, 2011Amendment$114,623,092$143,464vs Jun 16, 201114SEC filing
Jun 16, 2011Amendment$114,479,628$15,219,752vs Mar 15, 201113SEC filing
Mar 15, 2011Amendment$99,259,876$68,493,248vs Mar 16, 201013SEC filing
Mar 16, 2010Amendment$30,766,628No comparison7SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.59M (estimated)
Finders' fees
$0
Form D file number
021-129151

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714
UBS Financial Services Inc.8174
Morgan Stanley & Co. Incorporated8209
Kelson Capital LLC149477
Credit Suisse Securities (USA) LLC816
Neuberger Berman LLC2908

Source: Form D, filed Dec 23, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nb Alternative Investment Management Llc Promoter
Neuberger Berman Investment Advisers Llc Promoter
Cassandra Powell Director
Anthony D. Tutrone Director
Heather Zuckerman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Cricket Square, Hutchins Drive
Grand Cayman, E9, KY1-1111