Form D · Hedge Fund

NB Diversified Arbitrage Fund II L.P.

New York, NY · CIK 0001323454

Offering snapshot reported Dec 28, 2020 · SEC filing

Reported sold
$367M
Indefinite offering
Investors reported
478
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$239M$478MMar 16, 2010: $415,281,363.00Mar 16, 2010Mar 15, 2011: $431,170,501.00Sep 14, 2011: $441,884,670.00Feb 24, 2012: $446,793,863.00Sep 13, 2012: $449,926,991.00Dec 12, 2012: $449,926,991.00Dec 12, 2013: $450,426,991.00Dec 12, 2014: $476,974,354.00Dec 14, 2015: $476,974,354.00Dec 15, 2016: $477,074,354.00Dec 18, 2017: $477,969,525.00Dec 20, 2018: $445,530,682.00Dec 23, 2019: $445,543,240.00Dec 28, 2020: $367,398,010.00Dec 28, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$445,543,240 → $367,398,010
  • Reported investors556 → 478

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 28, 2020Amendment$367,398,010-$78,145,230vs Dec 23, 2019478SEC filing
Dec 23, 2019Amendment$445,543,240$12,558vs Dec 20, 2018556SEC filing
Dec 20, 2018Amendment$445,530,682-$32,438,843vs Dec 18, 2017507SEC filing
Dec 18, 2017Amendment$477,969,525$895,171vs Dec 15, 2016474SEC filing
Dec 15, 2016Amendment$477,074,354$26,647,363vs Dec 12, 2013469SEC filing
Dec 14, 2015Amendment$476,974,354$26,547,363vs Dec 12, 2013469SEC filing
Dec 12, 2014Amendment$476,974,354$26,547,363vs Dec 12, 2013469SEC filing
Dec 12, 2013Amendment$450,426,991$500,000vs Dec 12, 2012469SEC filing
Dec 12, 2012Amendment$449,926,991$0vs Sep 13, 2012468SEC filing
Sep 13, 2012Amendment$449,926,991$3,133,128vs Feb 24, 2012468SEC filing
Feb 24, 2012Amendment$446,793,863$4,909,193vs Sep 14, 2011465SEC filing
Sep 14, 2011Amendment$441,884,670$10,714,169vs Mar 15, 2011456SEC filing
Mar 15, 2011Amendment$431,170,501$15,889,138vs Mar 16, 2010449SEC filing
Mar 16, 2010Amendment$415,281,363No comparison438SEC filing
Apr 7, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$6.12M (estimated)
Finders' fees
$0
Form D file number
021-75875

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Barclays Capital Inc.19714
UBS Financial Services Inc.8174
Credit Suisse Securities (USA) LLC816
Morgan Stanley & Co. Incorporated8209
Neuberger Berman LLC2908

Source: Form D, filed Dec 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nb Alternative Investment Management Gp Llc Nb Alternative Investment Management Gp Llc Executive
Nb Alternative Investment Management Gp Llc Executive
Nb Alternative Investment Management Llc Promoter
Neuberger Berman Investment Advisers Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1290 Avenue Of The Americas
New York, NY, 10104