Form D · Private Equity Fund

NB Crossroads Fund XXI Plan Asset Allocation LP

Dallas, TX · CIK 0001640142

Offering snapshot reported Apr 12, 2016 · SEC filing

Reported sold
$141M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 15, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$70.6M$141MApr 24, 2015: $25,500,000.00Apr 24, 2015Apr 12, 2016: $141,150,000.00Apr 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,500,000 → $141,150,000
  • Reported investors2 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2016Amendment$141,150,000$115,650,000vs Apr 24, 20154SEC filing
Apr 24, 2015Initial$25,500,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-238627
Responses in Items #13 and #14 are estimates.

Source: Form D, filed Apr 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Leila Biederman Executive
John Paul Buser Director, Executive
Yonah Feder Executive
Christopher Frattaroli Executive
Andrew Komaroff Director, Executive
Kindal Kreamer Executive
Peter Von Lehe Executive
Teale Long Executive
Kimberly Marlar Executive
Joshua Miller Executive
Christian Neira Director, Executive
Blake Rice Executive
Joana Rocha Scaff Executive
Ana Sheu Executive
Jonathan Shofet Executive
Brien P Smith Director
David Stonberg Executive
Anthony D Tutrone Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
325 N. Saint Paul Street, Suite 4900
Dallas, TX, 75201