Form D · Private Equity Fund

NB Crossroads Fund XX - Plan Asset Allocation LP

Dallas, TX · CIK 0001566330

Offering snapshot reported Jan 7, 2014 · SEC filing

Reported sold
$85M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 27, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$42.5M$85MJan 10, 2013: $65,000,000.00Jan 10, 2013Jan 7, 2014: $85,000,000.00Jan 7, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$65,000,000 → $85,000,000
  • Reported investors3 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 7, 2014Amendment$85,000,000$20,000,000vs Jan 10, 20134SEC filing
Jan 10, 2013Initial$65,000,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-189941
Responses in Items #13 and #14 are estimates.

Source: Form D, filed Jan 7, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Paul Buser Director, Executive
Scott Christiansen Executive
Yonah Feder Executive
Christopher Frattaroli Executive
Andrew Komaroff Director, Executive
Joshua Miller Executive
Christian Neira Executive
Michael Rees Director
Blake Rice Executive
Joana Rocha Scaff Executive
Ann Sheu Executive
Jonathan Shofet Executive
Brien P Smith Director
David Stonberg Executive
Anthony D Tutrone Director, Executive
Peter Von Lehe Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
325 N. Saint Paul Street, Suite 4900
Dallas, TX, 75201