Form D · Private Equity Fund
NB Crossroads Fund XX - Plan Asset Allocation LP
Dallas, TX · CIK 0001566330
Offering snapshot reported Jan 7, 2014 · SEC filing
- Reported sold
- $85M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 27, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$65,000,000 → $85,000,000
- Reported investors3 → 4
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 7, 2014 | Amendment | $85,000,000 | $20,000,000vs Jan 10, 2013 | 4 | SEC filing |
| Jan 10, 2013 | Initial | $65,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-189941
Responses in Items #13 and #14 are estimates.
Source: Form D, filed Jan 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Paul Buser | Director, Executive |
| Scott Christiansen | Executive |
| Yonah Feder | Executive |
| Christopher Frattaroli | Executive |
| Andrew Komaroff | Director, Executive |
| Joshua Miller | Executive |
| Christian Neira | Executive |
| Michael Rees | Director |
| Blake Rice | Executive |
| Joana Rocha Scaff | Executive |
| Ann Sheu | Executive |
| Jonathan Shofet | Executive |
| Brien P Smith | Director |
| David Stonberg | Executive |
| Anthony D Tutrone | Director, Executive |
| Peter Von Lehe | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
325 N. Saint Paul Street, Suite 4900
Dallas, TX, 75201
Dallas, TX, 75201