Form D · Other Investment Fund
NB Credit Opportunities II Cayman LP
New York, NY · CIK 0001840182
Offering snapshot reported Mar 14, 2023 · SEC filing
- Reported sold
- $1.12B Indefinite offering
- Investors reported
- 60 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 25, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$731,910,000 → $1,116,610,000
- Reported investors33 → 60
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 14, 2023 | Amendment | $1,116,610,000 | $384,700,000vs Mar 11, 2022 | 60 | SEC filing |
| Mar 11, 2022 | Amendment | $731,910,000 | No comparison | 33 | SEC filing |
| Mar 12, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-392173
The placement agents may receive fees based on a percentage of capital commitments to the issuer by such agent's clients. Certain Neuberger employees will also receive sales commissions. The amount of such fees cannot be estimated at this time.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Neuberger Berman BD LLC | 2908 | |
| Stifel, Nicolaus & Company, Incorporated | 793 |
Source: Form D, filed Mar 14, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Susan Kasser | Executive |
| Michael Kramer | Executive |
| Manuel Lorenzo | Executive |
| David Lyon | Executive |
| Jonathan D. Shofet | Executive |
| David Stonberg | Executive |
| Anthony Tutrone | Executive |
| Dean Winick | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10104