Form D · Other Real Estate

NB Chateau Sera, DST

Aliso Viejo, CA · CIK 0001650306

Offering snapshot reported Oct 28, 2015 · SEC filing

Reported sold
$4.33M
Offering amount: $4.71M
Investors reported
25
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.16M$4.33MOct 28, 2015: $4,329,638.00Oct 28, 2015Oct 28, 2015: $4,329,638.00Oct 28, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 28, 2015Initial$4,329,638No comparison25SEC filing
Oct 28, 2015Amendment$4,329,638$0vs Oct 28, 201525SEC filing

Offering details

Securities
Other
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$429K (estimated)
Finders' fees
$0
Form D file number
021-250242
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brain Nelson5065593Emerson Equity LLC · CRD 130032
Corbin S. Thomas4234748McDermott Investments Services, LLC · CRD 154926
Susan J. Gitt5580509EDI Financial, Inc. · CRD 15699
Troy Thomas4691720McDermott Investment Services, LLC · CRD 154926
Gordon T. Orsborn4426550McDermott Investment Services, LLC · CRD 154926
Stephen R. Holt5900842Lighthouse Capital Group, LLC · CRD 169135
Rena B. Morris4867589Lighthouse Capital Group, LLC · CRD 169135
Joshua P. Ungerecht5183573Lighthouse Capital Group, LLC · CRD 169135
Michael G. Culwell5989109Emerson Equity LLC · CRD 130032

Source: Form D, filed Oct 28, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sera St, Llc Nb Chateau Promoter
Patrick Nelson Director
Brian Nelson Director, Promoter
Professional Real Estate, Llc Nelson Brothers Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
16 B Journey
Aliso Viejo, CA, 92656