Form D · Other Real Estate
NB Auraria, DST
Aliso Viejo, CA · CIK 0001601802
Offering snapshot reported Aug 1, 2014 · SEC filing
- Reported sold
- $6.19M Offering amount: $12.9M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 14, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 1, 2014 | Amendment | Yet to sell | No comparison | 25 | SEC filing |
| Aug 1, 2014 | Amendment | $6,190,245 | No comparison | 25 | SEC filing |
| Mar 6, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.09M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-213022
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John M. Butler | 1951436 | Investment Security Corporation · CRD 47536 |
| Corbin S. Thomas | 4234748 | McDermott Investment Services, LLC · CRD 154926 |
| Brian J. Nelson | 5065593 | Emerson Equity LLC · CRD 130032 |
| Troy Thomas | 4691720 | McDermott Investment Services, LLC · CRD 154926 |
| Frederick C. Whitford | 2560740 | Emerson Equity LLC · CRD 130032 |
| Susan J. Gitt | 5580509 | EDI Financial, Inc. · CRD 15699 |
| Thomas M. Hess | 4957892 | McDermott Investment Services, LLC · CRD 154926 |
| Forrest James | 1263114 | Emerson Equity LLC · CRD 130032 |
| Jeffrey S. Cederberg | 457771 | Primex · CRD 29394 |
Source: Form D, filed Aug 1, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Services, Llc Nb Auraria | Promoter |
| Patrick Nelson | Director, Promoter |
| Brian Nelson | Director, Promoter |
| Professional Real Estate, Llc Nelson Brothers | Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
16 B Journey
Aliso Viejo, CA, 92656
Aliso Viejo, CA, 92656