Form D · Other Investment Fund
NB-Athyrium Opportunities Fund IV LP
New York, NY · CIK 0001866576
Offering snapshot reported Jun 15, 2022 · SEC filing
- Reported sold
- $78.2M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 18, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 5
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 15, 2022 | Amendment | $78,150,000 | No comparison | 5 | SEC filing |
| Jun 23, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-403867
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Neuberger Berman BD LLC | 2908 |
Source: Form D, filed Jun 15, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Nb Alternatives Advisers Llc | Promoter |
| Samuel Porat | Executive |
| Anthony Tutrone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1290 Avenue Of The Americas 42 Nd Floor
New York, NY, 10104
New York, NY, 10104