Form D · Private Equity Fund
NAUTIC PARTNERS IX-A, L.P.
Providence, RI · CIK 0001766112
Offering snapshot reported Mar 11, 2019 · SEC filing
- Reported sold
- Yet to sell Offering amount: $1.4B
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-334573
The general partner reserves the right to offer a greater or lesser amount of limited partner interests. The Total Offering Amount listed above is aggregated between the Issuer and its related parallel fund.
Placement agent fees to be paid based upon a fee schedule. Such fees are offset dollar-for-dollar against the management fees payable by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MERCURY CAPITAL ADVISORS, LLC | 152338 |
Source: Form D, filed Mar 11, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NAUTIC PARTNERS IX-A, L.P.
Investment adviser: NAUTIC PARTNERS, LLC
- Gross asset value
- $808M
- Beneficial owners
- 45
- ADV minimum commitment
- $0
Reported in Form ADV on Apr 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG LLP
PCAOB 185
Filing source
Form ADV 2102230 · Apr 30, 2026 · Schedule D 7.B.(1), fund 805-6883810875
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles Bartolini | Executive, Promoter |
| Bernard V. Buonanno, Iii | Executive, Promoter |
| Christopher F. Corey | Executive, Promoter |
| Christopher J. Crosby | Executive, Promoter |
| Scott F. Hilinski | Executive, Promoter |
| Allan M. B. Peterson | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Providence, RI, 02903