Form D · Other Banking and Financial Services
Nations Fund I, Inc.
Norwalk, CT · CIK 0001503365
Offering snapshot reported Oct 14, 2010 · SEC filing
- Reported sold
- $1.33M Offering amount: $102M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 30, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 14, 2010 | Initial | $1,325,101 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $750K
- Form D file number
- 021-149103
Offering is fully subscribed.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H.I. Hunt & Company, Ltd. | None |
Source: Form D, filed Oct 14, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David C. Abrams | Director |
| Dennis J. Bickerstaff | Executive |
| Philip A. Carlson | Director, Executive |
| Thomas F. Fanelli | Director, Executive |
| Randolph S. Hicks | Executive |
| Saurin P. Shaw | Executive |
| Edward T. Stolarski | Executive |
| Venkat Venkatraman | Director |
| William P. Wall | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
101 Merritt 7
Norwalk, CT, 06851
Norwalk, CT, 06851