Form D · Insurance
NATIONAL PLANNING CORP/CA
El Segundo, CA · CIK 0001351905
Offering snapshot reported Jan 19, 2018 · SEC filing
- Reported sold
- $3.46M Offering amount: $3.46M
- Investors reported
- 53 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 31, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 53
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 19, 2018 | Amendment | $3,457,539 | No comparison | 53 | SEC filing |
| Jan 20, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 20, 2017 | Amendment | $685,051 | No comparison | 20 | SEC filing |
| Jan 20, 2016 | Amendment | $14,206,622 | No comparison | 206 | SEC filing |
| Jan 20, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 26, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 26, 2015 | Amendment | $288,746 | No comparison | 17 | SEC filing |
| Jan 24, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 24, 2014 | Amendment | $10,637,905 | No comparison | 168 | SEC filing |
| Jan 18, 2013 | Amendment | $550,673 | No comparison | 17 | SEC filing |
| Jan 18, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Feb 3, 2012 | Amendment | $120,578 | No comparison | 10 | SEC filing |
| Jan 20, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 20, 2012 | Amendment | $419,119 | No comparison | 15 | SEC filing |
| Jan 7, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 13, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 31, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 6, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 31, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-278849
Deferred Commission Plan
Source: Form D, filed Jan 19, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kirsten Bosch | Executive |
| Gregory P. Cicotte | Director |
| Maura Collins | Executive |
| Michael A. Costello | Director |
| Rob Dearman | Executive |
| Steve H. Dowden | Executive |
| Greg Gunderson | Executive |
| Gerry Gunderson | Executive |
| Sean Haley | Executive |
| Bradley O. Harris | Director |
| Clifford J. Jack | Director |
| John Johnson | Director, Executive |
| Todd Kinart | Executive |
| James Livingston | Director |
| Thomas J. Meyer | Director, Executive |
| James P. Miller | Executive |
| Lyn Niedermeier | Director, Executive |
| Lynn Niedermeier | Director, Executive |
| Alison R. Reed | Director |
| Scott E. Romine | Director |
| Lynn Smelt | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
100 North Sepulveda Blvd., Suite 1800
El Segundo, CA, 90245
El Segundo, CA, 90245