Form D · Other Real Estate
National Net Lease Portfolio V DST
Oak Brook, IL · CIK 0001606661
Offering snapshot reported Jan 13, 2015 · SEC filing
- Reported sold
- $37.1M Offering amount: $37.1M
- Investors reported
- 83 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Apr 23, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$29,088,658 → $37,089,317
- Reported investors70 → 83
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2015 | Amendment | $37,089,317 | $8,000,659vs Sep 9, 2014 | 83 | SEC filing |
| Sep 9, 2014 | Amendment | $29,088,658 | $5,344,056vs Aug 4, 2014 | 70 | SEC filing |
| Aug 4, 2014 | Amendment | $23,744,602 | $4,005,889vs Jul 23, 2014 | 54 | SEC filing |
| Jul 23, 2014 | Amendment | $19,738,713 | $5,529,586vs Jul 8, 2014 | 45 | SEC filing |
| Jul 8, 2014 | Amendment | $14,209,127 | $2,098,154vs Jun 24, 2014 | 32 | SEC filing |
| Jun 24, 2014 | Amendment | $12,110,973 | $1,393,563vs Jun 11, 2014 | 27 | SEC filing |
| Jun 11, 2014 | Amendment | $10,717,410 | $1,079,484vs Jun 4, 2014 | 22 | SEC filing |
| Jun 4, 2014 | Amendment | $9,637,926 | $3,464,627vs May 27, 2014 | 19 | SEC filing |
| May 27, 2014 | Amendment | $6,173,299 | $216,845vs May 12, 2014 | 13 | SEC filing |
| May 12, 2014 | Amendment | $5,956,454 | $3,680,788vs May 5, 2014 | 11 | SEC filing |
| May 5, 2014 | Initial | $2,275,666 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.76M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-216765
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lawrence R. Fioroni, Jr. | 1988099 | CliftonLarsonAllen Wealth Advisors, LLC · CRD 38357 |
| Shawn M. Layton | 5893472 | Proequities, Inc. · CRD 15708 |
| Patrick E. Thomas, Jr. | 5708581 | |
| Michael T. Janis | 5308832 | Madison Avenue Securities, Inc. · CRD 23224 |
| Bruce S. Horowitz | 1333901 | Commonwealth Financial Network · CRD 8032 |
| Nathaniel M. Kuhn | 4624143 | Concorde Investment Services, LLC · CRD 151604 |
| Ahmad Husami | 2362818 | 1st Global Capital Corp. · CRD 30349 |
| Robert R. Tweed | 2339324 | Concorde Investment Services, LLC · CRD 151604 |
| Joseph A. Nugent | 4019776 | Concorde Investment Services, LLC · CRD 151604 |
| Mark O. Coombe | 2733655 | 1st Global Capital Corp. · CRD 30349 |
| Peter D. Fisher | 1259923 | Investacorp, Inc. · CRD 7684 |
| Richard S. Schwartz | 2037308 | National Securities Corporation · CRD 7569 |
| Greg Bachman | 2948151 | Purshe Kaplan Sterling Investments · CRD 35747 |
| Robin T. Hirsch | 4001429 | Woodbury Financial Services, Inc. · CRD 421 |
| Jean-Louis Guinchard | 1983431 | Silver Portal Capital LLC · CRD 114290 |
| Jose A. Feliciano, Jr. | 2303100 | Woodbury Financial Services, Inc. · CRD 421 |
| Stephen R. Foster | 4851836 | Royal Alliance Securities, Inc. · CRD 23131 |
| David B. Clark | 2836304 | |
| Marinos Ballas | 2843677 | Aegis Capital Corp. · CRD 15007 |
| Robert J. Binkele | 2393598 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| Conrad R. Pensavalle, Jr. | 717575 | Commonwealth Financial Network · CRD 8032 |
| Jonathan R. Creighton | 1495897 | Concorde Investment Services, LLC · CRD 151604 |
| John T. Christy | 4573758 | Royal Alliance Associates, Inc. · CRD 23131 |
| Scott S. Brown | 4322420 | 1st Global Capital Corp. · CRD 30349 |
| Norman G. Price | 2406981 | RP Capital LLC · CRD 134768 |
| Jason B. Vanclef | 5096529 | VFG Securities, Inc. · CRD 15121 |
| Robert P. Giadla | 4277318 | Silver Portal Capital LLC · CRD 114290 |
| Dwight K. Kay | 5376903 | Concorde Investment Services, LLC · CRD 151604 |
| Jeffrey S. Gurman | 2112531 | Cambridge Investment Research, Inc. · CRD 39543 |
| Joral T. Schmalle | 4491484 | Sigma Financial Corporation · CRD 14303 |
| Joseph R. Weinbauer | 2714070 | Berthel, Fisher & Company Financial Services, Inc. · CRD 13609 |
| Scott T. Tadsen | 4868882 | Northland Securities, Inc. · CRD 40258 |
| Roger T. Tadsen | 1053510 | Northland Securities, Inc. · CRD 40258 |
| Vincent R. Bailey, Sr. | 1845517 | Berthel, Fisher & Company Financial Services, Inc. · CRD 13609 |
| David M. Matles | 2995484 | Sigma Financial Corporation · CRD 14303 |
| Richard D. Greenwell | 865766 | Money Concepts Capital Corp. · CRD 12963 |
| David L. Cowguill | 1275601 | Woodbury Financial Services, Inc. · CRD 421 |
| Jeffrey B. Baker | 2102752 | Vanderbilt Securities, LLC · CRD 5953 |
| Daniel R. Mueller | 4464268 | 1st Global Capital Corp. · CRD 30349 |
| Michele A. Russell | 3246030 | Royal Alliance Associates, Inc. · CRD 23131 |
| Craig M. Rollins | 1896698 | DFPG Investments, Inc. · CRD 155576 |
| Brian C. McDaid | 1900056 | Securities America, Inc. · CRD 10205 |
| Dean Kantzos | 4554225 | 1st Global Capital Corp. · CRD 30349 |
| William H. Lowell | 1158722 | Lowell & Company, Inc. · CRD 24913 |
| Stephen R. Galli | 1719794 | 1st Global Capital Corp. · CRD 30349 |
| Paul Hundley | 5283588 | Securities America, Inc. · CRD 10205 |
| Michael Stieglitz | 4623788 | 1st Global Capital Corp. · CRD 30349 |
| Kerri M. Sullivan-Kreiss | 2141713 | Commonwealth Financial Network · CRD 8032 |
| Eric J. Schindler | 1439999 | Cetera Advisors LLC · CRD 10299 |
| Jacob T. Young | 2778779 | Securities America, Inc. · CRD 10205 |
| David A. Russon | 1194052 | Cambridge Investment Research, Inc. · CRD 39543 |
| Brent A. Cochran | 2361173 | Cambridge Investment Research, Inc. · CRD 39543 |
| Christina S. Nielson | 4866971 | Primex · CRD 29394 |
| Mark K. Johnson | 1433801 | Dougherty & Company LLC · CRD 7477 |
| Chad Q. Quamme | 4413885 | Dougherty & Company LLC · CRD 7477 |
| Gary L. Price, Sr. | 2992909 | 1st Global Capital Corp. · CRD 30349 |
| James H. Duren | 73923 | Sagepoint Financial, Inc. · CRD 133763 |
| Robert S. Bye | 4357627 | Securities America, Inc. · CRD 10205 |
| Darren S. Watson | 2665603 | Cambridge Investment Research, Inc. · CRD 39543 |
| Donald P. Westerhoff | 2367692 | Commonwealth Financial Network · CRD 8032 |
| Barry G. Armstrong | 1305112 | Securities America, Inc. · CRD 10205 |
| Sherry E. McNair | 3162832 | 1st Global Capital Corp. · CRD 30349 |
| Steven C. Fullmer | 1614906 | Royal Alliance Associates, Inc. · CRD 23131 |
| Samuel C. Clark | 2205783 | Royal Alliance Associates, Inc. · CRD 23131 |
| Mark A. Taylor | 1233017 | Securities America, Inc. · CRD 10205 |
| Cynthia E. Shelton | 3063251 | 1st Global Capital Corp. · CRD 30349 |
| Nancy A. Pyzel | 1675100 | Royal Alliance Associates, Inc. · CRD 23131 |
| Inland Securities Corporation | 15807 | Inland Securities Corporation · CRD 15807 |
Source: Form D, filed Jan 13, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Capital Corporation Inland Private | Promoter |
| Keith Lampi | Executive |
| Portfolio V, L.L.C. National Net Lease | Promoter |
| Portfolio V Exchange, L.L.C. National Net Lease | Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523