Form D · Other Real Estate
National Multifamily Portfolio III DST
Oak Brook, IL · CIK 0001726600
Offering snapshot reported Oct 4, 2018 · SEC filing
- Reported sold
- $101M Offering amount: $101M
- Investors reported
- 252 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Dec 19, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$100,340,027 → $100,617,339
- Reported investors249 → 252
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 4, 2018 | Amendment | $100,617,339 | $277,312vs Sep 24, 2018 | 252 | SEC filing |
| Sep 24, 2018 | Amendment | $100,340,027 | $250,000vs Aug 29, 2018 | 249 | SEC filing |
| Aug 29, 2018 | Amendment | $100,090,027 | $696,945vs Aug 16, 2018 | 249 | SEC filing |
| Aug 16, 2018 | Amendment | $99,393,082 | $207,325vs Aug 7, 2018 | 247 | SEC filing |
| Aug 7, 2018 | Amendment | $99,185,757 | $51,819vs Jul 24, 2018 | 245 | SEC filing |
| Jul 24, 2018 | Amendment | $99,133,938 | $2,437,322vs Jul 10, 2018 | 244 | SEC filing |
| Jul 10, 2018 | Amendment | $96,696,616 | $6,004,980vs Jun 14, 2018 | 240 | SEC filing |
| Jun 28, 2018 | Amendment | $93,885,310 | $3,193,674vs Jun 14, 2018 | 237 | SEC filing |
| Jun 14, 2018 | Amendment | $90,691,636 | $5,363,119vs Jun 5, 2018 | 230 | SEC filing |
| Jun 5, 2018 | Amendment | $85,328,517 | $1,317,435vs May 22, 2018 | 217 | SEC filing |
| May 22, 2018 | Amendment | $84,011,082 | $6,008,695vs May 8, 2018 | 210 | SEC filing |
| May 8, 2018 | Amendment | $78,002,387 | $6,387,917vs May 4, 2018 | 187 | SEC filing |
| May 4, 2018 | Amendment | $71,614,470 | $0vs Apr 25, 2018 | 174 | SEC filing |
| Apr 25, 2018 | Amendment | $71,614,470 | $3,221,196vs Apr 12, 2018 | 174 | SEC filing |
| Apr 12, 2018 | Amendment | $68,393,274 | $8,655,501vs Mar 30, 2018 | 159 | SEC filing |
| Mar 30, 2018 | Amendment | $59,737,773 | $7,266,519vs Mar 14, 2018 | 133 | SEC filing |
| Mar 15, 2018 | Amendment | $52,471,254 | $0vs Mar 14, 2018 | 108 | SEC filing |
| Mar 14, 2018 | Amendment | $52,471,254 | $13,864,087vs Mar 1, 2018 | 108 | SEC filing |
| Mar 1, 2018 | Amendment | $38,607,167 | $6,388,382vs Feb 14, 2018 | 79 | SEC filing |
| Feb 14, 2018 | Amendment | $32,218,785 | $18,028,812vs Jan 31, 2018 | 63 | SEC filing |
| Jan 31, 2018 | Amendment | $14,189,973 | $4,694,242vs Jan 17, 2018 | 33 | SEC filing |
| Jan 17, 2018 | Amendment | $9,495,731 | $7,005,673vs Dec 29, 2017 | 23 | SEC filing |
| Dec 29, 2017 | Initial | $2,490,058 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $8.95M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-302005
Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion.
Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fee that may be paid to one or more Related Persons.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Robert Smith | 1412333 | Concorde Investment Services, LLC · CRD 151604 |
| Craig Sickler | 4222992 | 1st Global Capital Corporation · CRD 30349 |
| Tim Clairmont | 2847591 | Lion Street Financial, LLC · CRD 165828 |
| Chay Lapin | 6275140 | WealthForge Securities LLC · CRD 152550 |
| David Dahill | 6581024 | WealthForge Securities LLC · CRD 152550 |
| John Harvey | 4227692 | Sandlapper Securities, LLC · CRD 137906 |
| Christina Nielson | 4866971 | Primex Prime Electronic Execution Inc · CRD 29394 |
| Karl Norman | 349146 | Polar Investment Counsel, Inc. · CRD 42847 |
| Steven Kolinsky | 1090913 | American Portfolios Financial Svcs · CRD 18487 |
| Mike Bendix | 5379777 | DFPG Investments, Inc. · CRD 155576 |
| Jack Creighton | 1495897 | Concorde Investment Services, LLC · CRD 151604 |
| Scott Sheehan | 2328614 | DFPG Investments, Inc. · CRD 155576 |
| Leon Rousso | 1012746 | Centaurus Financial, Inc. · CRD 30833 |
| Gary Conley | 52159 | American Investors Co Lsy Dba · CRD 38 |
| John Chess | 4812430 | Investacorp, Inc. · CRD 7684 |
| Aaron Brodt | 5017914 | Peachtree Capital Corporation · CRD 25590 |
| Stacey Morimoto | 4420782 | DFPG Investments, Inc · CRD 155576 |
| Gary Hughes | 1700976 | Concorde Investment Services, LLC · CRD 151604 |
| Michael Marshel | 2442018 | Centaurus Financial, Inc. · CRD 30833 |
| Nancy Jauregui | 4237634 | Cambridge Investment Research · CRD 39543 |
| Paul Cese | 4558359 | Concorde Investment Services, LLC · CRD 151604 |
| Silver Portal Capital LLC | 170463 | |
| Joral Schmalle | 4491484 | Sigma Financial Corporation · CRD 14303 |
| David Walsh | 1855452 | American Portfolios Financial Svcs · CRD 18487 |
| Joseph Broadbent | 3132498 | DFPG Investments, Inc. · CRD 155576 |
| Jennifer Wildman | 4973672 | 1st Global Capital Corporation · CRD 30349 |
| David Halpern | 4203076 | Cambridge Investment Research · CRD 39543 |
| Eric Bicknese | 2829451 | Nationwide Planning Associates, Inc · CRD 31029 |
| ames Raine | 2360466 | Questar Capital Corp. · CRD 43100 |
| David Levinson | 705929 | Westpark Capital Inc · CRD 39914 |
| Larry Queen | 851743 | Cambridge Investment Research · CRD 39543 |
| Michael Markey | 320042 | American Investors Co Lsy Dba · CRD 38 |
| David Toetz | 1379388 | Independence Capital Corporation, Inc · CRD 24723 |
| James Walesa | 1061209 | Triad Advisors, Inc. · CRD 25803 |
| Bryan Hakola | 4161289 | oncorde Investment Services, LLC · CRD 151604 |
| Paul Getty | 6470002 | Lightpath Capital Inc. · CRD 34617 |
| Kathleen Williams-Price | 2450125 | Lowell & Co, Inc. · CRD 24913 |
| Steven Lichtblau | 1384239 | Triad Advisors, Inc. · CRD 25803 |
| Robert Sick | 2831521 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Brian Vosberg | 4476509 | Centaurus Financial, Inc. · CRD 30833 |
| Lena-jo Hartley | 2905105 | Investacorp, Inc. · CRD 7684 |
| Michael Cullen | 1222982 | Sagepoint Financial, Inc. · CRD 133763 |
| Joel Knight | 1379212 | American Investors Co Lsy Dba · CRD 38 |
| Michele Martin | 5653595 | Cetera Advisor Networks, LLC · CRD 13572 |
| Tae Chung Kim | 5637680 | Woodbury Financial Services, Inc. · CRD 421 |
| Del Londono | 2695744 | Sagepoint Financial, Inc. · CRD 133763 |
| Jonathan Twidwell | 5723365 | Woodbury Financial Services, Inc. · CRD 421 |
| Troy Thomas | 4691720 | Mc Dermott Investment Services, LLC · CRD 154926 |
| Stephen Swarbrick | 2444058 | Questar Capital Corp. · CRD 43100 |
| Brett Ohlen | 6406246 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Kirk Dobson | 4049865 | Ameritas Investment Corp. · CRD 14869 |
| Chris White | 1495944 | Ameritas Investment Corp. · CRD 14869 |
| Roger Coit | 50331 | American Investors Co Lsy Dba · CRD 38 |
| Orest Baransky | 2808117 | Royal Alliance · CRD 23131 |
| Salvatore Agnello | 4180547 | Woodbury Financial Services, Inc. · CRD 421 |
| Anders Haugen | 5227103 | Cetera Advisor Networks, LLC · CRD 13572 |
| Jeffrey Bangerter | 1687028 | Berthel Fisher & Co Financial Svcs · CRD 13609 |
| Eric Scaff | 5281210 | Concorde Investment Services, LLC · CRD 151604 |
| Raymond DeWitt | 2894063 | Sigma Financial Corporation · CRD 14303 |
| Michael Busch | 2196367 | Woodbury Financial Services, Inc. · CRD 421 |
| Neil Mc Auliffe | 1787693 | Crown Capital Securities L.P · CRD 6312 |
| Stacy Morimoto | 4420782 | DFPG Investments, Inc. · CRD 155576 |
| Jason Finley | 6602034 | DFPG Investments, Inc. · CRD 155576 |
| RCX Capital Group LLC | 114290 | |
| Clyde Patton | 4560787 | Cambridge Investment Research · CRD 39543 |
| Jay Hovis | 6647870 | Sagepoint Financial, Inc. · CRD 133763 |
| Eric Holtz | 5821492 | Independent Financial Group, LLC · CRD 7717 |
| John Goff | 1919761 | Investacorp, Inc. · CRD 7684 |
| Gregory Mankey | 4848080 | Investment Planners, Inc. · CRD 18557 |
| Gregory Rhodes | 2184542 | Money Concepts Capital Corp. · CRD 12963 |
| Christopher Riel | 6222615 | Ameritas Investment Corp · CRD 14869 |
| John Scully | 803539 | Centaurus Financial, Inc. · CRD 30833 |
| Timothy Tehan | 3230535 | Triad Advisors, Inc. · CRD 25803 |
| Christopher Wright | 4134973 | Center Street Securities, Inc · CRD 26898 |
| Gordon Hamilton | 5028789 | Parkland Securities, LLC · CRD 115368 |
| Josh Griffin | 4664355 | Parkland Securities, LLC · CRD 115368 |
| Milan Madhani | 4365064 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Byron Ishiwata | 4610456 | 1st Global Capital Corporation · CRD 30349 |
| Daniel Raupp | 4079107 | Concorde Investment Services, LLC · CRD 151604 |
| Dustin Tenbroeck | 5019784 | First Allied Securities Inc. · CRD 32444 |
| Michael Torchia | 4434574 | 1st Global Capital Corporation · CRD 30349 |
| Samuel Heller | 6688484 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Jeffrey McKay | 818303 | Voya Financial Advisors · CRD 2882 |
| Kevin Myeroff | 1488440 | Royal Alliance Associates, Inc. · CRD 23131 |
| Melinda Olbert | 2893793 | Cetera Advisors, LLC · CRD 10299 |
| James Franklin | 4799613 | 1st Global Capital Corporation · CRD 30349 |
| Dave White | 464919 | Ameritas Investment Corp. · CRD 14869 |
| Jeffrey Arburn | 1475817 | Woodbury Financial Services, Inc. · CRD 421 |
| David Stone | 2280955 | Lincoln Financial Advisors · CRD 3978 |
| Matthew Roberson | 3090052 | Lincoln Financial Advisors · CRD 3978 |
| Robert Tweed | 2339324 | Cabot Lodge Securities LLC · CRD 159712 |
| Nathan Kuhn | 4624143 | Concorde Investment Services, LLC · CRD 151604 |
| Debbie Birch | 4043371 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Dan Shimogawa | 4794100 | Sagepoint Financial, Inc · CRD 133763 |
| James Horn | 1721412 | Crown Capital Securities L.P. · CRD 6312 |
| Peter Maniscalco | 4435025 | H.D. Vest Investment Securites Inc · CRD 13686 |
| Shawn Williamson | 2829022 | The Strategic Financial Alliance · CRD 126514 |
| Not reported |
Source: Form D, filed Oct 4, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel L Goodwin | Director |
| N/A Inland Private Capital Corporation | Executive |
| Keith D Lampi | Executive |
| Catherine L Lynch | Director |
| Roberta S Matlin | Director |
| N/A National Multifamily Portfolio Iii Exchange, L.L.C | Executive |
| N/A National Multifamily Portfolio Iii, L.L.C | Executive |
| Robert D Parks | Director |
| Mitchell A Sabshon | Director |
| Rahul Sehgal | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
C/ Inland Private Capital Corporation 2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523