Form D · Commercial Banking
National Bancorp Holdings, Inc.
Chicago, IL · CIK 0001605025
Offering snapshot reported Feb 4, 2021 · SEC filing
- Reported sold
- $30M Offering amount: $30M
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 20, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 4, 2021 | Initial | $30,000,000 | No comparison | 24 | SEC filing |
| Apr 9, 2014 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $675K
- Finders' fees
- $0
- Form D file number
- 021-388494
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIPER SANDLER & CO. | 665 |
Source: Form D, filed Feb 4, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John T. Calk | Director, Executive |
| Stephen Calk | Director, Executive |
| Ryan Murphy | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
300 N. Elizabeth Street
Chicago, IL, 60607
Chicago, IL, 60607