Form D · Commercial Banking
National Australia Funding (Delaware) Inc.
New York, NY · CIK 0001543541
Offering snapshot reported Mar 28, 2012 · SEC filing
- Reported sold
- $0 Offering amount: $20B
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Feb 14, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 28, 2012 | Initial | $0 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt, Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-175703
As a continuous commercial paper program consisting of short-term promissory notes, figure represents max. amount of notes authorized to be outstanding at any one time. Issuer can't determine # of investors who beneficially own notes as of any given time.
This is an ongoing commercial paper program.
Depending on market conditions, the issuer may pay dealers sales commissions or sell notes less a discount from market price. For purposes of Form D, issuer has assumed all notes will be sold at par.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 | |
| Citigroup Global Markets Inc. | 7059 | |
| Credit Suisse Securities (USA) LLC | 816 | |
| Goldman, Sachs & Co. | 361 | |
| J.P. Morgan Securities LLC | 79 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | |
| Morgan Stanley & Co. LLC | 8209 | |
| National Australia Bank Limited | None |
Source: Form D, filed Mar 28, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Cahaney | Executive |
| Thomas Demaio | Director |
| Lilianne Deraney | Executive |
| Mark Frucht | Director |
| David Petrullo | Director |
| Rich Rauchenberger | Director |
| Nivaldo Soares | Executive |
| Eric Williamson | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
245 Park Avenue 28 Th Flr.
New York, NY, 10167
New York, NY, 10167