Form D · Commercial Banking
NARRAGANSETT FINANCIAL CORP
Swansea, MA · CIK 0001861869
Offering snapshot reported Dec 7, 2022 · SEC filing
- Reported sold
- $40M Offering amount: $40M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 1, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 7, 2022 | Initial | $40,000,000 | No comparison | 10 | SEC filing |
| May 17, 2021 | Initial | $45,000,000 | No comparison | 36 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $823K
- Finders' fees
- $0
- Form D file number
- 021-466746
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIPER SANDLER & CO. | 665 |
Source: Form D, filed Dec 7, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Maria L. Aguiar | Director |
| Nicholas M. Christ | Executive |
| Gail M. Fortes | Director |
| John Friar Ii | Director |
| Kenneth D. Furtado | Director |
| Richard K. Gunther | Director |
| Paul M. Joncas | Director |
| David N. Kelley Ii | Director |
| Steven W. Kenyon | Director |
| Donald F. Le Sage | Director |
| Ronald J. Lowenstein | Director |
| Eric B. Mack | Director |
| Mary Louise Nunes | Director |
| Marie Pellegrino | Executive |
| Christopher J. Rezendes | Director |
| Carl Taber | Executive |
| James F. Wallace | Executive |
| Lawrence R. Walsh | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
330 Swansea Mall Drive
Swansea, MA, 02777
Swansea, MA, 02777