Form D · Other Investment Fund

Napier Park Qualified Investor Portfolios - Napier Park Absolute Return Muni Strategy Portfolio

Dublin 2, L2 · CIK 0001517534

Offering snapshot reported May 14, 2015 · SEC filing

Reported sold
$88M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$313K
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44M$88MApr 8, 2011: $1,500,000.00Apr 8, 2011Jun 14, 2011: $1,500,000.00May 31, 2012: $87,980,000.00May 31, 2012May 17, 2013: $87,980,000.00May 17, 2013May 14, 2014: $87,980,000.00May 14, 2014May 14, 2015: $87,980,000.00May 14, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2015Amendment$87,980,000$0vs May 14, 20148SEC filing
May 14, 2014Amendment$87,980,000$0vs May 17, 20138SEC filing
May 17, 2013Amendment$87,980,000$0vs May 31, 20128SEC filing
May 31, 2012Amendment$87,980,000$86,480,000vs Jun 14, 20118SEC filing
Jun 14, 2011Amendment$1,500,000$0vs Apr 8, 20112SEC filing
Apr 8, 2011Initial$1,500,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-158064

Source: Form D, filed May 14, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NAPIER PARK ABSOLUTE RETURN MUNI STRATEGY PORTFOLIO

Investment adviser: NAPIER PARK GLOBAL CAPITAL (US) LP

Gross asset value
$80.5M
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Jan 6, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON WEXFORD, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 966172 · Jan 6, 2016 · Schedule D 7.B.(1), fund 805-2344008973

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven Ciampi Director
N/A Citigroup Alternative Investments (Ireland) Limited Executive
N/A Citigroup Alternative Investments Llc Promoter
Brian Collins Director
Frank Ennis Director
Robert Kim Director
Jakir Maik Director
Jakir Malik Director
Kevin Maloney Director
N/A Napier Park Global Capital Llc Promoter
N/A Napier Park Global Capital (Us) Gp Llc Executive
N/A Napier Park Global Capital (Us) Lp Promoter
N/A Napier Park Global (Ireland) Limited Executive
Edward Sun Director
Dana Tilotta Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
70 Sir John Rogerson's Quay
Dublin 2, L2, 00000