Form D · Other Investment Fund
Napier Park Absolute Return Muni Strategy, LP
New York, NY · CIK 0001480794
Offering snapshot reported May 14, 2014 · SEC filing
- Reported sold
- $39.5M Indefinite offering
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 14, 2014 | Amendment | $39,450,000 | $0vs Apr 8, 2014 | 32 | SEC filing |
| Apr 8, 2014 | Amendment | $39,450,000 | $0vs Apr 22, 2013 | 32 | SEC filing |
| Apr 22, 2013 | Amendment | $39,450,000 | $500,000vs Feb 14, 2012 | 32 | SEC filing |
| Feb 14, 2012 | Amendment | $38,950,000 | $26,200,000vs Feb 23, 2011 | 32 | SEC filing |
| Feb 23, 2011 | Amendment | $12,750,000 | $9,750,000vs Jan 13, 2010 | 10 | SEC filing |
| Jan 13, 2010 | Initial | $3,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $264K
- Finders' fees
- $0
- Form D file number
- 021-137777
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Citigroup Global Markets Inc. | 7059 |
Source: Form D, filed May 14, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Cca Tob Capital (Gp), Llc | Executive |
| N/A Citigroup Alternative Investments Llc | Promoter |
| N/A Napier Park Global Capital Llc | Promoter |
| N/A Napier Park Global Capital (Us) Gp Llc | Executive |
| N/A Napier Park Global Capital (Us) Lp | Promoter |
| N/A Napier Park Muni Gp Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022