Form D · Other Real Estate

Naperville Retail Center DST

Oak Brook, IL · CIK 0001584586

Offering snapshot reported Feb 19, 2014 · SEC filing

Reported sold
$11.8M
Offering amount: $11.8M
Investors reported
37
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 16, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.91M$11.8MAug 29, 2013: $358,053.00Aug 29, 2013Sep 10, 2013: $897,430.00Sep 20, 2013: $3,940,440.00Oct 4, 2013: $6,349,759.00Oct 22, 2013: $8,683,378.00Nov 5, 2013: $10,157,504.00Dec 9, 2013: $11,820,284.00Feb 19, 2014: $11,822,500.00Feb 19, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,820,284 → $11,822,500

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 19, 2014Amendment$11,822,500$2,216vs Dec 9, 201337SEC filing
Dec 9, 2013Amendment$11,820,284$1,662,780vs Nov 5, 201337SEC filing
Nov 5, 2013Amendment$10,157,504$1,474,126vs Oct 22, 201334SEC filing
Oct 22, 2013Amendment$8,683,378$2,333,619vs Oct 4, 201329SEC filing
Oct 4, 2013Amendment$6,349,759$2,409,319vs Sep 20, 201324SEC filing
Sep 20, 2013Amendment$3,940,440$3,043,010vs Sep 10, 201314SEC filing
Sep 10, 2013Amendment$897,430$539,377vs Aug 29, 20134SEC filing
Aug 29, 2013Initial$358,053No comparison2SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$709K (estimated)
Finders' fees
$0
Form D file number
021-202093
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Michael C. Schulmerich415613
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
Christina S. Nielson4866971Primex · CRD 29394
Richard S. Hyams3102005Prime Capital Services, Inc. · CRD 18334
Dominick A. Ciocia1751317Prime Capital Services, Inc. · CRD 18334
Harry R. Tyler451126
Eric S. Scaff5281210Concorde Investment Services, LLC · CRD 151604
John H. Scully803539Centaurus Financial, Inc. · CRD 30833
Joseph A. Nugent4019776Concord Investment Services, LLC · CRD 151604
Mark A. Vanvoorhees2556390Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Robert A. Cannon2765289Centaurus Financial, Inc. · CRD 30833
Corbin S. Thomas4234748McDermott Investment Services, Inc. · CRD 154926
Justin C. Lowy5935993National Securities Corporation · CRD 7569
Patrick R. Conway1337831Investacorp, Inc. · CRD 7684
Vinton D. Hartmann2686726J.W. Cole Financial, Inc. · CRD 124583
Steven H. Murphy4972221VSR Financial Services, Inc. · CRD 14503
Douglas W. Studer4440047Prime Capital Services, Inc. · CRD 18334
Gregory A. Block3260955
Michael P. Black1083275Proequities, Inc. · CRD 15708
Robert R. Tweed2339324Concorde Investment Services, LLC · CRD 151604
Bryan L. Stewart3027428Proequities, Inc. · CRD 15708
Richard H. Hickman1860694Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Mark G. Kosanke2317906Concorde Investment Services, LLC · CRD 151604
Gregory A. Merritt1489718Concorde Investment Services, LLC · CRD 151604
Stephen K. Davis1015132American Portfolios Financial Services, Inc. · CRD 18487
Michael C. Ajello1081949American Portfolios Financial Services, Inc. · CRD 18487
William B. Elson1808374VSR Financial Services, Inc. · CRD 14503
Eric A. Bicknese2829451Nationwide Planning Associates Inc. · CRD 31029
Clovis M. Morrison1730240Centaurus Financial, Inc. · CRD 30833

Source: Form D, filed Feb 19, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Corporation Inland Private Promoter
Retail Center, L.L.C. Naperville Promoter
Center Exchange, L.L.C. Naperville Retail Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523