Form D · Hedge Fund

Nantahala Capital Partners II Limited Partnership

New Canaan, CT · CIK 0001504196

Offering snapshot reported Oct 7, 2022 · SEC filing

Reported sold: $491M
Investors reported: 45
Minimum accepted: $0
First sale: Dec 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$490,204,423 → $490,854,423
Minimum accepted$1,000,000 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 7, 2022	Amendment	$490,854,423	$650,000vs Oct 12, 2021	45	SEC filing
Oct 12, 2021	Amendment	$490,204,423	$1,100,000vs Oct 13, 2020	45	SEC filing
Oct 13, 2020	Amendment	$489,104,423	$8,800,000vs Oct 15, 2019	44	SEC filing
Oct 15, 2019	Amendment	$480,304,423	$5,000,000vs May 6, 2019	43	SEC filing
May 6, 2019	Amendment	$475,304,423	$128,430,000vs May 4, 2018	43	SEC filing
May 4, 2018	Amendment	$346,874,423	$30,000,000vs May 4, 2017	40	SEC filing
May 4, 2017	Amendment	$316,874,423	$0vs Apr 8, 2016	38	SEC filing
Apr 8, 2016	Amendment	$316,874,423	$645,923vs Apr 9, 2015	38	SEC filing
Apr 9, 2015	Amendment	$316,228,500	$52,759,000vs Apr 25, 2013	38	SEC filing
Apr 11, 2014	Amendment	$277,918,500	$14,449,000vs Apr 25, 2013	35	SEC filing
Apr 25, 2013	Amendment	$263,469,500	$0vs Oct 16, 2012	23	SEC filing
Oct 16, 2012	Amendment	$263,469,500	$127,819,500vs Oct 26, 2011	28	SEC filing
Oct 26, 2011	Amendment	$135,650,000	No comparison	16	SEC filing
Oct 28, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-149697

Amount sold includes subscription by a feeder fund.

Limited Partnership Interests

Source: Form D, filed Oct 7, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NANTAHALA CAPITAL PARTNERS II LIMITED PARTNERSHIP

Investment adviser: NANTAHALA CAPITAL MANAGEMENT, LLC

Gross asset value: $53.1M
Beneficial owners: 16
ADV minimum commitment: $1M

Reported in Form ADV on Jun 14, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN SACHS & CO. LLC
SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1769461 · Jun 14, 2023 · Schedule D 7.B.(1), fund 805-8564854594

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Wilmot B. Harkey	Promoter
Daniel J. Mack	Promoter
Llc Nantahala Capital Management,	Promoter
N/A Nantahala Capital Management Llc	Promoter
N/A Nantahala Capital Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

130 Main St 2 Nd Floor
New Canaan, CT, 06840