Form D · Hedge Fund

Nantahala Capital Partners CL, LP

Darien, CT · CIK 0001511243

Offering snapshot reported Apr 25, 2013 · SEC filing

Reported sold
$112M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55.9M$112MJan 28, 2011Feb 6, 2012: $46,970,000.00Feb 6, 2012Jan 17, 2013: $67,590,000.00Apr 25, 2013: $111,782,477.00Apr 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$67,590,000 → $111,782,477

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 25, 2013Amendment$111,782,477$44,192,477vs Jan 17, 20137SEC filing
Jan 17, 2013Amendment$67,590,000$20,620,000vs Feb 6, 20127SEC filing
Feb 6, 2012Amendment$46,970,000No comparison7SEC filing
Jan 28, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-154543
Amount sold includes subscription by a feeder fund.

Source: Form D, filed Apr 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NANTAHALA CAPITAL PARTNERS CL, LP

Investment adviser: NANTAHALA CAPITAL MANAGEMENT, LLC

Gross asset value
$103M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 718204 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-7773936629

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wilmot B Harkey Promoter
Daniel J Mack Promoter
Llc Nantahala Capital Management, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19 Old Kings Highway South Suite 200
Darien, CT, 06820