Form D · Hedge Fund
Nantahala Capital Offshore Fund, Ltd.
New Canaan, CT · CIK 0001504195
Offering snapshot reported Oct 7, 2022 · SEC filing
- Reported sold
- $329M Indefinite offering
- Investors reported
- 59 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Minimum accepted$1,000,000 → $0
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2022 | Amendment | $328,635,000 | $0vs Oct 12, 2021 | 59 | SEC filing |
| Oct 12, 2021 | Amendment | $328,635,000 | $600,000vs Oct 13, 2020 | 59 | SEC filing |
| Oct 13, 2020 | Amendment | $328,035,000 | $5,300,000vs Oct 11, 2019 | 59 | SEC filing |
| Oct 11, 2019 | Amendment | $322,735,000 | $5,000,000vs May 6, 2019 | 54 | SEC filing |
| May 6, 2019 | Amendment | $317,735,000 | $91,780,000vs May 4, 2018 | 54 | SEC filing |
| May 4, 2018 | Amendment | $225,955,000 | $16,500,000vs May 4, 2017 | 45 | SEC filing |
| May 4, 2017 | Amendment | $209,455,000 | $0vs Apr 8, 2016 | 42 | SEC filing |
| Apr 8, 2016 | Amendment | $209,455,000 | $500,000vs Apr 9, 2015 | 42 | SEC filing |
| Apr 9, 2015 | Amendment | $208,955,000 | $19,510,000vs Apr 11, 2014 | 42 | SEC filing |
| Apr 11, 2014 | Amendment | $189,445,000 | $8,250,000vs Apr 25, 2013 | 38 | SEC filing |
| Apr 25, 2013 | Amendment | $181,195,000 | $200,000vs Oct 16, 2012 | 32 | SEC filing |
| Oct 16, 2012 | Amendment | $180,995,000 | $82,045,000vs Oct 26, 2011 | 33 | SEC filing |
| Oct 26, 2011 | Amendment | $98,950,000 | No comparison | 15 | SEC filing |
| Oct 28, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-149696
Source: Form D, filed Oct 7, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NANTAHALA CAPITAL OFFSHORE FUND, LTD.
Investment adviser: NANTAHALA CAPITAL MANAGEMENT, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jun 14, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1769461 · Jun 14, 2023 · Schedule D 7.B.(1), fund 805-3196126711
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ronan Guilfoyle | Director |
| Wilmot B. Harkey | Director |
| Daniel J. Mack | Director |
| Llc Nantahala Capital Management, | Promoter |
| N/A Nantahala Capital Management, Llc | Promoter |
| Kevin Philip | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New Canaan, CT, 06840