Form D · Hedge Fund

NANOCAP FUND LP

San Francisco, CA · CIK 0001226522

Offering snapshot reported Mar 15, 2012 · SEC filing

Reported sold
$81.5M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 7, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$40.8M$81.5MApr 6, 2009: $76,737,851.00Apr 6, 2009Mar 5, 2010: $77,157,092.00Mar 5, 2010Mar 15, 2011: $77,857,092.00Mar 15, 2011Mar 15, 2012: $81,507,092.00Mar 15, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$77,857,092 → $81,507,092
  • Reported investors49 → 31

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2012Amendment$81,507,092$3,650,000vs Mar 15, 201131SEC filing
Mar 15, 2011Amendment$77,857,092$700,000vs Mar 5, 201049SEC filing
Mar 5, 2010Amendment$77,157,092$419,241vs Apr 6, 200947SEC filing
Apr 6, 2009Amendment$76,737,851No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-54313

Source: Form D, filed Mar 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NANOCAP FUND, LP

Investment adviser: STEPHENS INVESTMENT MANAGEMENT, LLC

Gross asset value
$21.3M
Beneficial owners
36
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CONIFER FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS AND COMPANY SAN FRANCISCO, California, United States
Custodian UBS FINANCIAL SERVICES INC. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker UBS FINANCIAL SERVICES INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS FINANCIAL SERVICES INC.
SEC 8-16267

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Filing source

Form ADV 629336 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-6302543651

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
W. Bradford Stephens Executive, Promoter
P. Bart Stephens Executive, Promoter
Paul H. Stephens Executive, Promoter
Not Applicable Stephens Investment Management, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Ferry Building, Suite 255
San Francisco, CA, 94111