Form D · Commercial Banking
NANO FINANCIAL HOLDINGS, INC.
Irvine, CA · CIK 0001714537
Offering snapshot reported Jul 16, 2024 · SEC filing
- Reported sold
- $25M Offering amount: $25M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jul 1, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 16, 2024 | Initial | $25,000,000 | No comparison | 5 | SEC filing |
| Jan 6, 2023 | Initial | $600,000 | No comparison | 1 | SEC filing |
| Nov 9, 2020 | Initial | $37,198,600 | No comparison | 38 | SEC filing |
| Jul 31, 2020 | Initial | $6,000,000 | No comparison | 75 | SEC filing |
| Jul 1, 2019 | Initial | $25,000,000 | No comparison | 4 | SEC filing |
| Jun 7, 2018 | Amendment | $71,629,290 | No comparison | 73 | SEC filing |
| Sep 15, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $500K
- Finders' fees
- $0
- Form D file number
- 021-518926
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BREAN CAPITAL, LLC | 23723 |
Source: Form D, filed Jul 16, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Behm | Director |
| Steve Buster | Director |
| Alexander L. Cappello | Director |
| James Chung | Director |
| Mitchell Derenzo | Executive |
| Anthony Gressak | Director, Executive |
| Brad Hoover | Executive |
| Mary Lynn Lenz | Director, Executive |
| Amar Malik | Director |
| Parham Medhat | Executive |
| Andrew Meitzen | Executive |
| Scott Racusin | Director, Executive |
| Mark Rebal | Director, Executive |
| Mark Rector | Director |
| Randy Rector | Director |
| Enrique R. Schon | Director |
| John Shindler | Executive |
| Lynn Tallerico | Director |
| Danelle Thomsen | Executive |
| Mark Troncale | Director, Executive |
| Laura Urish | Executive |
| Krysta Villagran | Executive |
| Bill Wilson | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
7755 Irvine Center Drive 3 Rd Floor
Irvine, CA, 92618
Irvine, CA, 92618