Form D · Hedge Fund

Marshall Wace Funds LP - MW TOPS (US) Fund II

George Town, E9 · CIK 0001589211

Offering snapshot reported Feb 24, 2017 · SEC filing

Reported sold
$83.2M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 2, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$41.7M$83.4MOct 18, 2013: $19,600,000.00Oct 18, 2013Feb 25, 2015: $83,380,000.00Feb 25, 2015Feb 25, 2016: $83,200,000.00Feb 25, 2016Feb 24, 2017: $83,200,000.00Feb 24, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 24, 2017Amendment$83,200,000$0vs Feb 25, 201610SEC filing
Feb 25, 2016Amendment$83,200,000-$180,000vs Feb 25, 201510SEC filing
Feb 25, 2015Amendment$83,380,000$63,780,000vs Oct 18, 20134SEC filing
Oct 18, 2013Initial$19,600,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.18M (estimated)
Finders' fees
$0
Form D file number
021-204895

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
JP Morgan Securities Inc.18718
JP Morgan Securities LLC18718

Source: Form D, filed Feb 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Bovet Director
Ronan Daly Director
David Hammond Director
Marshall Wace (Gp1) Ltd. Executive
Marshall Wace Llp Promoter
Linburgh Martin Director
Barry Mc Grath Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
190 Elgin Avenue
George Town, E9, KY1-9005