Form D · Hedge Fund
Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund
George Town, Grand Cayman, E9 · CIK 0001611811
Offering snapshot reported Jul 9, 2026 · SEC filing
- Reported sold
- $323M Indefinite offering
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 3, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$315,743,758 → $323,414,292
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2026 | Amendment | $323,414,292 | $7,670,534vs Jul 9, 2025 | 34 | SEC filing |
| Jul 9, 2025 | Amendment | $315,743,758 | $11,024,004vs Jul 9, 2024 | 34 | SEC filing |
| Jul 9, 2024 | Amendment | $304,719,754 | $13,369,960vs Jul 7, 2023 | 26 | SEC filing |
| Jul 7, 2023 | Amendment | $291,349,794 | $1,465,054vs Jul 8, 2022 | 25 | SEC filing |
| Jul 8, 2022 | Amendment | $289,884,740 | $16,088,374vs Jul 8, 2021 | 25 | SEC filing |
| Jul 8, 2021 | Amendment | $273,796,366 | No comparison | Not reported | SEC filing |
| Jul 8, 2020 | Amendment | $267,484,828 | $4,580,277vs Jul 8, 2019 | 19 | SEC filing |
| Jul 8, 2019 | Amendment | $262,904,551 | $39,600,131vs Jul 6, 2018 | 18 | SEC filing |
| Jul 6, 2018 | Amendment | $223,304,420 | $6,572,202vs Jul 7, 2017 | 16 | SEC filing |
| Jul 7, 2017 | Amendment | $216,732,218 | $6,192,589vs Jul 8, 2016 | 15 | SEC filing |
| Jul 8, 2016 | Amendment | $210,539,629 | $34,849,629vs Jul 8, 2015 | 12 | SEC filing |
| Jul 8, 2015 | Amendment | $175,690,000 | $25,690,000vs Jul 8, 2014 | 5 | SEC filing |
| Jul 8, 2014 | Initial | $150,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-220576
Source: Form D, filed Jul 9, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MARSHALL WACE FUNDS LP - MW MARKET NEUTRAL TOPS (US) FUND
Investment adviser: MARSHALL WACE LLP
- Gross asset value
- $850M
- Beneficial owners
- 17
- ADV minimum commitment
- $5M
Reported in Form ADV on May 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Filing source
Form ADV 2109243 · May 29, 2026 · Schedule D 7.B.(1), fund 805-6328654416
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fritz Becker | Director |
| Gregory Bennett | Director |
| Robert Bovet | Executive |
| Ronan Daly | Executive |
| Patrick Flaherty | Director |
| David Hammond | Director |
| Barbara Healy | Director |
| Marshall Wace (Gp1) Limited | Executive |
| Marshall Wace (Gp1) Ltd | Executive |
| Marshall Wace Llp | Promoter |
| Linburgh Martin | Director |
| Barry Mc Grath | Director |
| Marion Mulvey | Director |
| Robert Thomas | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:George Town, Grand Cayman, E9, KY1-1104