Form D · Hedge Fund

Marshall Wace Funds PLC - MW Japan Gekirin Fund

Dublin, L2 · CIK 0001504518

Offering snapshot reported Dec 16, 2024 · SEC filing

Reported sold: $6M
Investors reported: 2
Minimum accepted: $0
First sale: Feb 28, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 16, 2024	Amendment	$6,000,000	$0vs Dec 15, 2023	2	SEC filing
Dec 15, 2023	Amendment	$6,000,000	$0vs Dec 16, 2022	2	SEC filing
Dec 16, 2022	Amendment	$6,000,000	$0vs Dec 17, 2021	2	SEC filing
Dec 17, 2021	Amendment	$6,000,000	$0vs Dec 18, 2020	2	SEC filing
Dec 18, 2020	Amendment	$6,000,000	$0vs Dec 19, 2019	2	SEC filing
Dec 19, 2019	Amendment	$6,000,000	-$1,135,535vs Dec 19, 2018	2	SEC filing
Dec 19, 2018	Amendment	$7,135,535	$0vs Dec 19, 2017	4	SEC filing
Dec 19, 2017	Amendment	$7,135,535	$0vs Dec 19, 2016	4	SEC filing
Dec 19, 2016	Amendment	$7,135,535	$7,135,535vs Dec 18, 2015	4	SEC filing
Dec 18, 2015	Amendment	$0	-$1,183,878vs Dec 19, 2014	2	SEC filing
Dec 19, 2014	Amendment	$1,183,878	$0vs Dec 20, 2013	2	SEC filing
Dec 20, 2013	Amendment	$1,183,878	$37,212vs Dec 20, 2012	2	SEC filing
Dec 20, 2012	Amendment	$1,146,666	$56,689vs Dec 21, 2011	2	SEC filing
Dec 21, 2011	Amendment	$1,089,977	-$93,900vs Dec 21, 2010	2	SEC filing
Dec 21, 2010	Initial	$1,183,877	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-152268

Source: Form D, filed Dec 16, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE FUNDS PLC - MW JAPAN GEKIRIN FUND

Investment adviser: MARSHALL WACE NORTH AMERICA L.P.

Gross asset value: $209M
Beneficial owners: 13
ADV minimum commitment: $123K

Reported in Form ADV on May 17, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian CITCO BANK NEDERLAND N.V. DUBLIN, Ireland Related to adviser: No

Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No

Marketer KKR CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Filing source

Form ADV 1215725 · May 17, 2018 · Schedule D 7.B.(1), fund 805-6831416455

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Fritz Becker	Director
Gregory Bennett	Director
Robert Bovet	Director
Ronan Daly	Director
Patrick Flaherty	Director
David Hammond	Director
Barbara Healy	Director
Marshall Wace Asia Limited	Promoter
Marshall Wace Llc	Promoter
Marshall Wace North America L.P.	Promoter
Linburgh Martin	Director
Barry Mc Grath	Director
Marion Mulvey	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

32 Molesworth Street
Dublin, L2, 2