Form D · Hedge Fund

MW Global TOPS Fund

Dublin, L2 · CIK 0001504526

Offering snapshot reported Dec 21, 2011 · SEC filing

Reported sold
$513K
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 28, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$256K$513KDec 21, 2010: $452,667.00Dec 21, 2010Dec 21, 2011: $512,883.00Dec 21, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$452,667 → $512,883

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2011Amendment$512,883$60,216vs Dec 21, 20102SEC filing
Dec 21, 2010Initial$452,667No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-152265

Source: Form D, filed Dec 21, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE FUNDS PLC - MW GLOBAL TOPS FUND

Investment adviser: MARSHALL WACE LLP

Gross asset value
$5.52M
Beneficial owners
11
ADV minimum commitment
$132K

Reported in Form ADV on Feb 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CITCO BANK NEDERLAND N.V. DUBLIN, Ireland Related to adviser: No
Marketer FIDUCIA CAPITAL GMBH MUNICH, Germany Related to adviser: No
Marketer FINSBURY CAPITAL ADVISORS PTY LTD. MOSMAN, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Filing source

Form ADV 706850 · Feb 28, 2013 · Schedule D 7.B.(1), fund 805-3874210589

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Fritz Becker Director
Robert Bovet Director
Ronan Daly Director
Linburgh Martin Director
Barry Mc Grath Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
75 St. Stephen's Green
Dublin, L2, 2