Form D · Hedge Fund

MW Global TOPS ERISA Fund

Dublin, L2 · CIK 0001504527

Offering snapshot reported Dec 21, 2011 · SEC filing

Reported sold: $27.8M
Investors reported: 1
Minimum accepted: $0
First sale: Dec 31, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$28,740,000 → $27,750,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 21, 2011	Amendment	$27,750,000	-$990,000vs Dec 21, 2010	1	SEC filing
Dec 21, 2010	Initial	$28,740,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-152270

Source: Form D, filed Dec 21, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE FUNDS PLC - MW GLOBAL TOPS ERISA FUND

Investment adviser: MARSHALL WACE NORTH AMERICA L.P.

Gross asset value: $28.5M
Beneficial owners: 1
ADV minimum commitment: $132K

Reported in Form ADV on May 17, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian CITCO BANK NEDERLAND N.V. DUBLIN, Ireland Related to adviser: No

Marketer FIDUCIA CAPITAL GMBH MUNICH, Germany Related to adviser: No

Marketer FINSBURY CAPITAL ADVISORS PTY. LTD. MOSMAN, Australia Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 646002 · May 17, 2012 · Schedule D 7.B.(1), fund 805-2518947544

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Fritz Becker	Director
Robert Bovet	Director
Ronan Daly	Director
Linburgh Martin	Director
Barry Mc Grath	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

75 St. Stephen's Green
Dublin, L2, 2