Form D · Hedge Fund
Marshall Wace Funds PLC - MW TOPS Fund
Dublin, L2 · CIK 0001504530
Offering snapshot reported Dec 19, 2025 · SEC filing
- Reported sold
- $556M Indefinite offering
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 28, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$540,937,315 → $555,937,315
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 19, 2025 | Amendment | $555,937,315 | $15,000,000vs Dec 20, 2024 | 31 | SEC filing |
| Dec 20, 2024 | Amendment | $540,937,315 | $12,300,100vs Dec 21, 2023 | 31 | SEC filing |
| Dec 21, 2023 | Amendment | $528,637,215 | $300,000vs Dec 21, 2022 | 30 | SEC filing |
| Dec 21, 2022 | Amendment | $528,337,215 | $500,000vs Dec 21, 2021 | 30 | SEC filing |
| Dec 21, 2021 | Amendment | $527,837,215 | $23,000,000vs Dec 21, 2020 | 30 | SEC filing |
| Dec 21, 2020 | Amendment | $504,837,215 | $38,370,500vs Dec 20, 2019 | 29 | SEC filing |
| Dec 20, 2019 | Amendment | $466,466,715 | -$20,852,132vs Dec 21, 2018 | 25 | SEC filing |
| Dec 21, 2018 | Amendment | $487,318,847 | $13,296,157vs Dec 22, 2017 | 27 | SEC filing |
| Dec 22, 2017 | Amendment | $474,022,690 | $91,500,000vs Dec 22, 2016 | 24 | SEC filing |
| Dec 22, 2016 | Amendment | $382,522,690 | $139,152,132vs Dec 22, 2015 | 16 | SEC filing |
| Dec 22, 2015 | Amendment | $243,370,558 | -$83,220,710vs Dec 22, 2014 | 13 | SEC filing |
| Dec 22, 2014 | Amendment | $326,591,268 | $226,444,003vs Dec 20, 2013 | 7 | SEC filing |
| Dec 20, 2013 | Amendment | $100,147,265 | $3,369,747vs Dec 20, 2012 | 7 | SEC filing |
| Dec 20, 2012 | Amendment | $96,777,518 | -$177,834vs Dec 21, 2011 | 3 | SEC filing |
| Dec 21, 2011 | Amendment | $96,955,352 | $18,617,492vs Dec 21, 2010 | 2 | SEC filing |
| Dec 21, 2010 | Initial | $78,337,860 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-152269
Source: Form D, filed Dec 19, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MARSHALL WACE FUNDS PLC - MW TOPS FUND
Investment adviser: MARSHALL WACE LLP
- Gross asset value
- $1.21B
- Beneficial owners
- 60
- ADV minimum commitment
- $115K
Reported in Form ADV on May 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Filing source
Form ADV 2109243 · May 29, 2026 · Schedule D 7.B.(1), fund 805-6839575389
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fritz Becker | Director |
| Gregory Bennett | Director |
| Robert Bovet | Director |
| Ronan Daly | Director |
| Patrick Flaherty | Director |
| David Hammond | Director |
| Barbara Healy | Director |
| Marshall Wace Llp | Promoter |
| Linburgh Martin | Director |
| Barry Mc Grath | Director |
| Marion Mulvey | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dublin, L2, 2