Form D · Hedge Fund

MVN Event Driven Fund LLC

London, X0 · CIK 0001684725

Offering snapshot reported Sep 14, 2018 · SEC filing

Reported sold
$44M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22M$44MSep 15, 2016: $18,600,000.00Sep 15, 2016Sep 14, 2017: $31,750,365.00Sep 14, 2017Sep 14, 2018: $44,031,823.00Sep 14, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,750,365 → $44,031,823
  • Reported investors10 → 12

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 14, 2018Amendment$44,031,823$12,281,458vs Sep 14, 201712SEC filing
Sep 14, 2017Amendment$31,750,365$13,150,365vs Sep 15, 201610SEC filing
Sep 15, 2016Initial$18,600,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-270773
Clarification of Item 11-The minimum investment amount is subject to the discretion of the Managing Member of the Issuer to reduce such amounts.

Source: Form D, filed Sep 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MVN EVENT DRIVEN FUND LLC

Investment adviser: MVN ASSET MANAGEMENT LIMITED

Gross asset value
$21.4M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Apr 2, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LIMITED LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON DUBLIN, Ireland
Custodian SS&C DEPOSITARY SERVICES LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON
PCAOB 1402

Filing source

Form ADV 1306805 · Apr 2, 2019 · Schedule D 7.B.(1), fund 805-5424860428

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lucy Blair Director
Peter Heaps Director
N/A Mvn Asset Management Limited Promoter
N/A Mvn Event Driven Fund Mm Limited Executive
Michael Parton Director
Robert Thomas Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Mvn Asset Management Limited 140 Leadenhall Street
London, X0, EC3V 4QT