Form D · Other Investment Fund

Multi-Strategy Portfolio Caselton Fund, Ltd.

New York, NY · CIK 0001529316

Offering snapshot reported Apr 16, 2019 · SEC filing

Reported sold
$157M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 30, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$78.6M$157MSep 13, 2011: $90,000,000.00Sep 13, 2011Apr 26, 2012: $113,400,000.00Apr 25, 2013: $143,500,000.00Apr 25, 2014: $152,100,000.00Apr 22, 2015: $157,100,000.00Apr 14, 2016: $157,100,000.00Apr 14, 2017: $157,100,000.00Apr 16, 2018: $157,100,000.00Apr 16, 2019: $157,100,000.00Apr 16, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 16, 2019Amendment$157,100,000$0vs Apr 16, 20181SEC filing
Apr 16, 2018Amendment$157,100,000$0vs Apr 14, 20171SEC filing
Apr 14, 2017Amendment$157,100,000$0vs Apr 14, 20161SEC filing
Apr 14, 2016Amendment$157,100,000$0vs Apr 22, 20151SEC filing
Apr 22, 2015Amendment$157,100,000$5,000,000vs Apr 25, 20141SEC filing
Apr 25, 2014Amendment$152,100,000$8,600,000vs Apr 25, 20131SEC filing
Apr 25, 2013Amendment$143,500,000$30,100,000vs Apr 26, 20121SEC filing
Apr 26, 2012Amendment$113,400,000$23,400,000vs Sep 13, 20111SEC filing
Sep 13, 2011Initial$90,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-165784

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman Sachs & Co. LLC361

Source: Form D, filed Apr 16, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MULTI-STRATEGY PORTFOLIO CASELTON FUND, LTD.

Investment adviser: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Nov 8, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE N.A. NEW YORK, New York, United States Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

JPMORGAN CHASE N.A.
LEI 7H6GLXDRUGQFU57RNE97

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Filing source

Form ADV 1340892 · Nov 8, 2019 · Schedule D 7.B.(1), fund 805-3256187239

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Barbetta Director
Kent Clark Executive
Helen A. Crowley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198