Form D · Other Technology
Mullen Technologies, Inc.
Brea, CA · CIK 0001647236
Offering snapshot reported Feb 1, 2021 · SEC filing
- Reported sold
- $525K Offering amount: $50M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 7, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 1, 2021 | Initial | $525,000 | No comparison | 4 | SEC filing |
| Dec 29, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Sep 22, 2017 | Initial | $2,002,500 | No comparison | 103 | SEC filing |
| Sep 22, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 20, 2016 | Amendment | $3,076,840 | $2,010,840vs Nov 4, 2015 | 103 | SEC filing |
| Nov 4, 2015 | Amendment | $1,066,000 | $0vs Sep 21, 2015 | 59 | SEC filing |
| Sep 21, 2015 | Amendment | $1,066,000 | $0vs Sep 14, 2015 | 59 | SEC filing |
| Sep 14, 2015 | Initial | $1,066,000 | No comparison | 59 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $31.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-387933
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cambria Capital, LLC | 133760 |
Source: Form D, filed Feb 1, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sherman Adams | Executive |
| Jerry Alban | Director, Executive |
| Mark Betor | Director |
| Richard Curtis | Executive |
| Shawn Hughes | Director |
| Jennifer Kokos | Executive |
| Kevin Konecky | Executive |
| Frank Mc Mahon | Executive |
| David Michery | Director, Executive |
| Michael Moore | Executive |
| Kent Puckett | Director |
| Paul Richie | Executive |
| Mary Winter | Director, Executive |
| Alicia Winter | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1405 Pioneer St.
Brea, CA, 92821
Brea, CA, 92821