Form D · Other Investment Fund

MPF REIT Fund 1, LLC

Moraga, CA · CIK 0001447869

Offering snapshot reported Nov 4, 2009 · SEC filing

Reported sold
$1.65M
Offering amount: $5M
Investors reported
9
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 21, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$823K$1.65MMay 26, 2009: $1,325,000.00May 26, 2009Jul 28, 2009: $1,385,000.00Jul 28, 2009Aug 4, 2009: $1,410,000.00Nov 4, 2009: $1,645,000.00Nov 4, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,410,000 → $1,645,000
  • Reported investors8 → 9

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2009Amendment$1,645,000$235,000vs Aug 4, 20099SEC filing
Aug 4, 2009Amendment$1,410,000$25,000vs Jul 28, 20098SEC filing
Jul 28, 2009Amendment$1,385,000$60,000vs May 26, 20097SEC filing
May 26, 2009Amendment$1,325,000No comparisonNot reportedSEC filing
Oct 21, 2008Initial$0No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$107K (estimated)
Finders' fees
$0
Form D file number
021-123604
Sales Commission includes Due Diligence Fee

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
DAVID B WHITE1382131CENTAURUS FINANCIAL, INC. · CRD 30833
KIRK DENNIS1381273FINANCIAL WEST GROUP · CRD 16668
MICHAEL BRODNAX709293THE INVESTMENT CENTER, INC. · CRD 17839
OVER 5 ASSOCIATED PERSONSNoneVSR FINANCIAL SERVICES, INC. · CRD 14503
KURT BALDRY1568930WORKMAN SECURITIES CORP · CRD 31898

Source: Form D, filed Nov 4, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MPF REIT FUND 1, LLC

Investment adviser: MCM ADVISERS, LP

Gross asset value
$1.35M
Beneficial owners
9
ADV minimum commitment
$40K

Reported in Form ADV on Mar 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS LLP SAN FRANCISCO, California, United States
Custodian CHARLES SCHWAB & CO. PHOENIX, Arizona, United States Related to adviser: No
Custodian SUMMIT BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Custodian WESTERN INTERNATIONAL SECURITIES, INC. PASADENA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MOSS ADAMS LLP
PCAOB 659

Filing source

Form ADV 1293880 · Mar 25, 2019 · Schedule D 7.B.(1), fund 805-8090766388

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Dixon Executive
Mackenzie Patterson Fuller Executive
Glen William Fuller Executive
Paul Koslosky Executive
Jennifer Moser Executive
Charles Evans Patterson Executive
Mackenzie Patterson Fuller, Lp Executive
Charles Evans Patterson Ii Executive
Christine Simpson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556